Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Results 1-5 of 100
Page 46
... question that you put to me has not been passed upon by the Commission . We have not determined , as a Commission , whether or not this is an adequate substitute for the recommendation that we have made . If the committee wishes to have ...
... question that you put to me has not been passed upon by the Commission . We have not determined , as a Commission , whether or not this is an adequate substitute for the recommendation that we have made . If the committee wishes to have ...
Page 60
... question was relating the number of salesmen to the number of shareholders , rather than to the amount of assets . And that is why I was a little reluctant to answer your question . Senator PROXMIRE . It was . But I think you would ...
... question was relating the number of salesmen to the number of shareholders , rather than to the amount of assets . And that is why I was a little reluctant to answer your question . Senator PROXMIRE . It was . But I think you would ...
Page 61
... questions . I will ask permission that I may submit some questions to the Commission in writing . ( The questions submitted ... question you put , I think . " In 1940 there were less than 300,000 shareholder accounts . By the end of 1966 ...
... questions . I will ask permission that I may submit some questions to the Commission in writing . ( The questions submitted ... question you put , I think . " In 1940 there were less than 300,000 shareholder accounts . By the end of 1966 ...
Page 63
... question , all three methods of calculation are mathematically correct and the question of which one to use in a particular context depends on what one is attempting to measure . The weighted mean rate used by the industry operates so ...
... question , all three methods of calculation are mathematically correct and the question of which one to use in a particular context depends on what one is attempting to measure . The weighted mean rate used by the industry operates so ...
Page 66
... question you have put , Senator Bennett . We cannot now say that three - tenths of 1 percent , or four - tenths of 1 per- cent is a reasonable fee for everyone . Nor would we attempt to do any thing of the sort . Senator BENNETT . Can ...
... question you have put , Senator Bennett . We cannot now say that three - tenths of 1 percent , or four - tenths of 1 per- cent is a reasonable fee for everyone . Nor would we attempt to do any thing of the sort . Senator BENNETT . Can ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange