Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page xv
... portfolio in a declining market .. Investors results : Average per annum rate of growth on a compound basis for mutual funds ( 3 tables ) - 807 178 Mutual fund assets and earnings of management companies , 1966- Mutual fund portfolio ...
... portfolio in a declining market .. Investors results : Average per annum rate of growth on a compound basis for mutual funds ( 3 tables ) - 807 178 Mutual fund assets and earnings of management companies , 1966- Mutual fund portfolio ...
Page 8
... portfolio of securities with less risk to investors than many alternative investments in individual securties . Without attempting to depreciate the advantages of diversification and professional management offered by mutual funds it is ...
... portfolio of securities with less risk to investors than many alternative investments in individual securties . Without attempting to depreciate the advantages of diversification and professional management offered by mutual funds it is ...
Page 13
... portfolio transactions of the fund . 10 A rate of 0.35 % is charged on net assets over $ 1.4 billion up to $ 1.65 ... portfolio transactions are executed . Since September 1 , 1966 , the fees have been reduced by the higher of 50 % of ...
... portfolio transactions of the fund . 10 A rate of 0.35 % is charged on net assets over $ 1.4 billion up to $ 1.65 ... portfolio transactions are executed . Since September 1 , 1966 , the fees have been reduced by the higher of 50 % of ...
Page 28
... portfolios consists for the most part of listed securities , acquisition costs in the over - the - counter market are not ... portfolio - and the annual rate of turnover of investment companies is the highest of any class of institutions ...
... portfolios consists for the most part of listed securities , acquisition costs in the over - the - counter market are not ... portfolio - and the annual rate of turnover of investment companies is the highest of any class of institutions ...
Page 29
... portfolio transactions , are , of course , an additional source of sales compensation for those who sell fund shares , because the execut- ing broker often - in fact , most often - is directed by the fund ad- viser to pass more than 50 ...
... portfolio transactions , are , of course , an additional source of sales compensation for those who sell fund shares , because the execut- ing broker often - in fact , most often - is directed by the fund ad- viser to pass more than 50 ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange