Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page xiv
... performance of 169 mutual funds ( amended ) . Mutual fund , MIP , and brokerage account participation costs . Income and expenses of advisers as a percentage of average net assets . Investment banking and the securities industry ...
... performance of 169 mutual funds ( amended ) . Mutual fund , MIP , and brokerage account participation costs . Income and expenses of advisers as a percentage of average net assets . Investment banking and the securities industry ...
Page 8
... performance of individual stocks , various groups of stocks , and other measures of stock market performance , show that the high cost of a mutual fund investment tends to place the mutual fund investor at a disadvantage . For example ...
... performance of individual stocks , various groups of stocks , and other measures of stock market performance , show that the high cost of a mutual fund investment tends to place the mutual fund investor at a disadvantage . For example ...
Page 11
... performance , mediocre performance , and even those with poor performance were generally paid at substantially the same rate of approximately 0.50 percent per annum . And , in instances too numerous to ignore , they still are . I will ...
... performance , mediocre performance , and even those with poor performance were generally paid at substantially the same rate of approximately 0.50 percent per annum . And , in instances too numerous to ignore , they still are . I will ...
Page 57
... performance in the period from 1929 to 1933 , obviously if you only had one - third to one - quarter losing , you ... performance , performance to the point of engaging in short - term in and out transactions . There are a number of ...
... performance in the period from 1929 to 1933 , obviously if you only had one - third to one - quarter losing , you ... performance , performance to the point of engaging in short - term in and out transactions . There are a number of ...
Page 66
... performance , some have mediocre performance , and some have pretty terrible performance . Now , we have indicated quite clearly that all of these factors are relevant . The reason for reciting some of the factors and indicating that ...
... performance , some have mediocre performance , and some have pretty terrible performance . Now , we have indicated quite clearly that all of these factors are relevant . The reason for reciting some of the factors and indicating that ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange