Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
From inside the book
Results 1-5 of 100
Page xiv
... payments versus value or realization , 17,181 accounts .. Aggregate payments versus value or realization , 129,136 accounts , 1940-65- Aggregate payments versus value or realization , 225,318 accounts , 1949-65- Assets of major ...
... payments versus value or realization , 17,181 accounts .. Aggregate payments versus value or realization , 129,136 accounts , 1940-65- Aggregate payments versus value or realization , 225,318 accounts , 1949-65- Assets of major ...
Page xvi
... payments ... Payments made by a sample of contractual and voluntary plan participants initiating plans in 1956 , for Wellington Fund , Inc. , and United Accumu- lative Fund , on spread payment basis ... Page 220 120 286 108 640 481 ...
... payments ... Payments made by a sample of contractual and voluntary plan participants initiating plans in 1956 , for Wellington Fund , Inc. , and United Accumu- lative Fund , on spread payment basis ... Page 220 120 286 108 640 481 ...
Page 34
... payments and the same amount - typically 8 percent or 8.5 percent- is deducted from each payment to cover sales load , whether or not there is any sales activity involved or required . In many cases there is no sales activity required ...
... payments and the same amount - typically 8 percent or 8.5 percent- is deducted from each payment to cover sales load , whether or not there is any sales activity involved or required . In many cases there is no sales activity required ...
Page 35
... payments to the very end , which in very many cases , as I shall explain , is not done . Now , this is done notwithstanding the fact that , despite the some- what misleading term " contractual plan " -and I am not accusing any- body of ...
... payments to the very end , which in very many cases , as I shall explain , is not done . Now , this is done notwithstanding the fact that , despite the some- what misleading term " contractual plan " -and I am not accusing any- body of ...
Page 36
... payments invested and working for him than if a level sales load had been deducted from each payment . This penalty effect of the front - end load is the factor underlying the concession of an officer of a large mutual fund , and these ...
... payments invested and working for him than if a level sales load had been deducted from each payment . This penalty effect of the front - end load is the factor underlying the concession of an officer of a large mutual fund , and these ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange