Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page 18
... interest - personal interest , that is to say . Congress also provided that the investment advisory contract must be approved at the outset by shareholder vote and periodically there- after either by the shareholders or by the board of ...
... interest - personal interest , that is to say . Congress also provided that the investment advisory contract must be approved at the outset by shareholder vote and periodically there- after either by the shareholders or by the board of ...
Page 74
... interest " on various grounds therein stated ; sub- section ( b ) ( 2 ) declares that the national public interest and the interest of inves- tors are adversely affected " when invest- ment companies are organized , operated , managed ...
... interest " on various grounds therein stated ; sub- section ( b ) ( 2 ) declares that the national public interest and the interest of inves- tors are adversely affected " when invest- ment companies are organized , operated , managed ...
Page 85
... interest ? Senator MONDALE . I had it the other way around . Suppose I have a contract with a mutual fund and I sue the board of directors of the fund which I invested in on the grounds that they should have struck a better bargain in ...
... interest ? Senator MONDALE . I had it the other way around . Suppose I have a contract with a mutual fund and I sue the board of directors of the fund which I invested in on the grounds that they should have struck a better bargain in ...
Page 125
... interest of investors . It has consistently recognized that regulatory patterns adequate to meet existing problems may become inadequate to cope with new problems created and old ones accentuated by the dynamic movement and change of ...
... interest of investors . It has consistently recognized that regulatory patterns adequate to meet existing problems may become inadequate to cope with new problems created and old ones accentuated by the dynamic movement and change of ...
Page 130
... INTEREST As we mentioned earlier , the mutual fund industry is characterized by an unusual structure under which funds are managed by a separate company , gen- erally referred to as an investment adviser or manager , which provides ...
... INTEREST As we mentioned earlier , the mutual fund industry is characterized by an unusual structure under which funds are managed by a separate company , gen- erally referred to as an investment adviser or manager , which provides ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange