Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
From inside the book
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Page 3
... industry in 1940 . If the committee is interested in further information , our report con- tains exhibits which provide these additional figures . It is apparent from this growth that the mutual fund industry has come of age as a major ...
... industry in 1940 . If the committee is interested in further information , our report con- tains exhibits which provide these additional figures . It is apparent from this growth that the mutual fund industry has come of age as a major ...
Page 6
... industry . The mutual fund industry prefers to use a percentage of the gross amount paid , so that the equivalent of 9.3 percent would be roughly 8.5 percent . But , as I say , this is not the way in which charges are levied , paid , or ...
... industry . The mutual fund industry prefers to use a percentage of the gross amount paid , so that the equivalent of 9.3 percent would be roughly 8.5 percent . But , as I say , this is not the way in which charges are levied , paid , or ...
Page 7
... industry of which I am aware . They met directly with the Commission , and also had opportunities to discuss proposals with the staff . Indeed , if the committee wishes , I can go into some recent activity which has resulted in fairly ...
... industry of which I am aware . They met directly with the Commission , and also had opportunities to discuss proposals with the staff . Indeed , if the committee wishes , I can go into some recent activity which has resulted in fairly ...
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... INDUSTRY'S RESPONSE I would like to turn now to the industry's response to our invitation to speak to us regarding our proposal . The industry in opposing this legislation with its strict - perhaps too strict - limitation on personal ...
... INDUSTRY'S RESPONSE I would like to turn now to the industry's response to our invitation to speak to us regarding our proposal . The industry in opposing this legislation with its strict - perhaps too strict - limitation on personal ...
Page 49
... industry , the concern has been in the area of litigation . I believe that this is an exaggerated concern . I don't think that any- thing that they worry about will really come about . It is conceivable there will be some litigation ...
... industry , the concern has been in the area of litigation . I believe that this is an exaggerated concern . I don't think that any- thing that they worry about will really come about . It is conceivable there will be some litigation ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange