Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page 8
... individual securties . Without attempting to depreciate the advantages of diversification and professional management offered by mutual funds it is important to emphasize that many other investors who participated in the rising equity ...
... individual securties . Without attempting to depreciate the advantages of diversification and professional management offered by mutual funds it is important to emphasize that many other investors who participated in the rising equity ...
Page 95
... individuals , partnerships , and corporations . Comptroller of Cur- rency and Federal Deposit Insurance Corporation ... individual shareholders . There is little that they can do to oppose shareholder approval of the advisory contract ...
... individuals , partnerships , and corporations . Comptroller of Cur- rency and Federal Deposit Insurance Corporation ... individual shareholders . There is little that they can do to oppose shareholder approval of the advisory contract ...
Page 117
... individuals . Such an investigation may last for a period of many months and is usually conducted under the direct ... individual self - restraint has been found in- sufficient to guarantee the kind of conduct beneficial to the society ...
... individuals . Such an investigation may last for a period of many months and is usually conducted under the direct ... individual self - restraint has been found in- sufficient to guarantee the kind of conduct beneficial to the society ...
Page 129
... individual securities . It is significant , however , that in most instances investments in any one of the majority of stocks most favored by odd- lot investors would have yielded higher proceeds than the median mutual fund investment ...
... individual securities . It is significant , however , that in most instances investments in any one of the majority of stocks most favored by odd- lot investors would have yielded higher proceeds than the median mutual fund investment ...
Page 132
... individual clients . Even within the mutual fund industry those funds which are internally managed - that is , those which are managed in the conventional corporate pattern by their own officers and directors for whom conventional ...
... individual clients . Even within the mutual fund industry those funds which are internally managed - that is , those which are managed in the conventional corporate pattern by their own officers and directors for whom conventional ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange