Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Results 1-5 of 99
Page 11
... fees from judicial scrutiny rather than to en- force protections for fund shareholders . In this connection , I ... FEE RATE SCHEDULES AND RESULTING ADVISORY FEE MUTUAL FUND LEGISLATION OF 1967 11.
... fees from judicial scrutiny rather than to en- force protections for fund shareholders . In this connection , I ... FEE RATE SCHEDULES AND RESULTING ADVISORY FEE MUTUAL FUND LEGISLATION OF 1967 11.
Page 13
... Fees include the management fee paid to the investment adviser and a continuing fee paid to the principal underwriter , which is closely affiliated with the adviser . 4 The fee is subject to reduction by certain adjustment , depending ...
... Fees include the management fee paid to the investment adviser and a continuing fee paid to the principal underwriter , which is closely affiliated with the adviser . 4 The fee is subject to reduction by certain adjustment , depending ...
Page 15
... fees ( thou- sands ) 1 Expense ratio ( percent ) Advisory fee rate ( percent ) 2 sands ) 1. Investors Mutual , Inc. 2. Wellington Fund , Inc. 3. Investors ... FEES This pattern of relatively inflexible fee MUTUAL FUND LEGISLATION OF 1967 15.
... fees ( thou- sands ) 1 Expense ratio ( percent ) Advisory fee rate ( percent ) 2 sands ) 1. Investors Mutual , Inc. 2. Wellington Fund , Inc. 3. Investors ... FEES This pattern of relatively inflexible fee MUTUAL FUND LEGISLATION OF 1967 15.
Page 16
... FEES This pattern of relatively inflexible fee schedules which reflects in- difference to the equity of sharing with the funds the economies of scale , is not characteristic of other areas of investment management where the forces of ...
... FEES This pattern of relatively inflexible fee schedules which reflects in- difference to the equity of sharing with the funds the economies of scale , is not characteristic of other areas of investment management where the forces of ...
Page 19
... fees and other costs of operation or to the search for alternatives , since typically they have other businesses or occupations and receive very modest compensation from the fund or its adviser . There is a general pattern followed by ...
... fees and other costs of operation or to the search for alternatives , since typically they have other businesses or occupations and receive very modest compensation from the fund or its adviser . There is a general pattern followed by ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange