Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page 20
... facts . They are fact that I learned the hard way over a long period of time . And they must be taken into account in meeting the problems we have discussed . E. ADVISORY FEES IN THE COURTS Now , let's consider these advisory fees and ...
... facts . They are fact that I learned the hard way over a long period of time . And they must be taken into account in meeting the problems we have discussed . E. ADVISORY FEES IN THE COURTS Now , let's consider these advisory fees and ...
Page 29
... fact that many mu- tual fund investors , like other participants in the securities markets , have fared well in the rapidly rising markets of recent years . The fact that a given product ultimately benefits the purchaser cannot sanction ...
... fact that many mu- tual fund investors , like other participants in the securities markets , have fared well in the rapidly rising markets of recent years . The fact that a given product ultimately benefits the purchaser cannot sanction ...
Page 33
... fact , Mr. Wallich in his prepared statement which he submitted to the committee adverted to this particular matter , Mr. Chairman , in greater detail , and with much more expertise than I have now used . Where there is , and can be for ...
... fact , Mr. Wallich in his prepared statement which he submitted to the committee adverted to this particular matter , Mr. Chairman , in greater detail , and with much more expertise than I have now used . Where there is , and can be for ...
Page 39
... fact that this may be a con- fession that they needed improvement , we can only hope that these steps will work for the investor's benefit . However , the front - end load itself will limit the effectiveness of such efforts because it ...
... fact that this may be a con- fession that they needed improvement , we can only hope that these steps will work for the investor's benefit . However , the front - end load itself will limit the effectiveness of such efforts because it ...
Page 78
... facts are noticeably lack- ing . There is no allegation that the fees for advisory services violated any provi- sion of law as to percent or amount . The fact that the Management Company made slightly different charges to other clients ...
... facts are noticeably lack- ing . There is no allegation that the fees for advisory services violated any provi- sion of law as to percent or amount . The fact that the Management Company made slightly different charges to other clients ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange