Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page ix
... Complete prepared statement_ 336 295 277 Letter and additional information submitted for the record at the request of various members of the committee .. Attachment A - Expense ratios - internally managed versus externally managed ...
... Complete prepared statement_ 336 295 277 Letter and additional information submitted for the record at the request of various members of the committee .. Attachment A - Expense ratios - internally managed versus externally managed ...
Page xii
... Complete submitted statement --- 121 I. Introduction___ . 124 A. Mutual fund growth and the adequacy of existing regulation .__ 124 B. Background of this legislation .. 125 C. The major problems : Management and sales charges . 126 D ...
... Complete submitted statement --- 121 I. Introduction___ . 124 A. Mutual fund growth and the adequacy of existing regulation .__ 124 B. Background of this legislation .. 125 C. The major problems : Management and sales charges . 126 D ...
Page 37
... complete his plan by investing persistently for many years to come . Disclosures at the time the plan is started are an inadequate protection , if any , against future adversities , against shifts in investment objectives , and against ...
... complete his plan by investing persistently for many years to come . Disclosures at the time the plan is started are an inadequate protection , if any , against future adversities , against shifts in investment objectives , and against ...
Page 38
... complete the plan . Conversely , the front - end sales load incentive is likely to cause salesmen to avoid discussing or to minimize the implications of the fact that large proportions of contractual planholders do not in fact complete ...
... complete the plan . Conversely , the front - end sales load incentive is likely to cause salesmen to avoid discussing or to minimize the implications of the fact that large proportions of contractual planholders do not in fact complete ...
Page 40
... complete payments on a con- tractual plan , or those who purchase fully paid certificates , should pay sales loads ... completing his plan payments the investor wished to terminate it , he would receive a refund of the difference between ...
... complete payments on a con- tractual plan , or those who purchase fully paid certificates , should pay sales loads ... completing his plan payments the investor wished to terminate it , he would receive a refund of the difference between ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange