Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page ix
... Compensation , the SEC Mutual Funds Report " , additional data submitted for the record ............ Letter and opinion of Gaston , Snow , Motley and Holt of Boston and Cromwell of New York which describes generally the corporate law as ...
... Compensation , the SEC Mutual Funds Report " , additional data submitted for the record ............ Letter and opinion of Gaston , Snow , Motley and Holt of Boston and Cromwell of New York which describes generally the corporate law as ...
Page xv
... compensation , 14 mutual fund advisory organizations . Executive compensation in 177 corporations in 27 industries , 1966- Expense ratios - internally managed versus externally managed invest- ment companies .... 583 581 582 581 589 587 ...
... compensation , 14 mutual fund advisory organizations . Executive compensation in 177 corporations in 27 industries , 1966- Expense ratios - internally managed versus externally managed invest- ment companies .... 583 581 582 581 589 587 ...
Page 4
... compensation ; ( 2 ) the level of sales charges ; and ( 3 ) the so - called front - end load plans . I will then conclude with a summary description of some of our other legislative proposals , many of which are complementary to the ...
... compensation ; ( 2 ) the level of sales charges ; and ( 3 ) the so - called front - end load plans . I will then conclude with a summary description of some of our other legislative proposals , many of which are complementary to the ...
Page 18
... compensation for investment advice . At that time , however , advisory fees were not regarded as presenting a ... compensation that was reasonable when adopted may , under well - established fiduciary standards , become un- reasonable as ...
... compensation for investment advice . At that time , however , advisory fees were not regarded as presenting a ... compensation that was reasonable when adopted may , under well - established fiduciary standards , become un- reasonable as ...
Page 22
... compensation - and I emphasize that it is the party attack- ing the reasonableness of compensation - must carry the burden of proving that it is unreasonable , if all other requirements of the act have been met . It should be noted ...
... compensation - and I emphasize that it is the party attack- ing the reasonableness of compensation - must carry the burden of proving that it is unreasonable , if all other requirements of the act have been met . It should be noted ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange