Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
From inside the book
Results 1-5 of 100
Page vii
... Senator Bennett 395 Letter to Senator Sparkman . 398 Prepared statement ... 402 Robbins , Rowland A. , prepared statement of .. 518 Solomon , George J. , prepared statement of ... 524 Survey of Mutual Fund Shareholders - January 1966 ...
... Senator Bennett 395 Letter to Senator Sparkman . 398 Prepared statement ... 402 Robbins , Rowland A. , prepared statement of .. 518 Solomon , George J. , prepared statement of ... 524 Survey of Mutual Fund Shareholders - January 1966 ...
Page viii
... Senator Sparkman_ . Ehli & Hughes , Inc. , Billings , Mont . , letters to Senator Mansfield_ Ernest Kosek & Co. , statement of Ernest Kosek , president ... Equitable Securities Corp. , letter to Senator Sparkman , from Gus G ...
... Senator Sparkman_ . Ehli & Hughes , Inc. , Billings , Mont . , letters to Senator Mansfield_ Ernest Kosek & Co. , statement of Ernest Kosek , president ... Equitable Securities Corp. , letter to Senator Sparkman , from Gus G ...
Page ix
... Senator Sparkman .. Page 621 256 234 323 , 324 Letter and memorandum submitted to Senator Sparkman re- garding section 22 ( d ) of the Investment Company Act of 1940 . Letter and outline of proposed amendments to the Investment Company ...
... Senator Sparkman .. Page 621 256 234 323 , 324 Letter and memorandum submitted to Senator Sparkman re- garding section 22 ( d ) of the Investment Company Act of 1940 . Letter and outline of proposed amendments to the Investment Company ...
Page x
... Senator Sparkman_ Prepared statement . Keesling , Mrs. Chet , letter to Senator Sparkman_ Kelly & Morey , Inc. , letter to Senator Moss__ Keystone Custodian Funds , Inc. , prepared statement of Wilfred Godfrey , chairman and president ...
... Senator Sparkman_ Prepared statement . Keesling , Mrs. Chet , letter to Senator Sparkman_ Kelly & Morey , Inc. , letter to Senator Moss__ Keystone Custodian Funds , Inc. , prepared statement of Wilfred Godfrey , chairman and president ...
Page xi
... Senator Sparkman ... . Submitted statement of Professor Folk .. 1000 1001 Oppenheimer Fund , Inc. , letter to Senator Bennett from Leon Levy , president 1130 Opinion , Brown v . Bullock . 69 Oregon , State of , Department of Commerce ...
... Senator Sparkman ... . Submitted statement of Professor Folk .. 1000 1001 Oppenheimer Fund , Inc. , letter to Senator Bennett from Leon Levy , president 1130 Opinion , Brown v . Bullock . 69 Oregon , State of , Department of Commerce ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange