Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
From inside the book
Results 1-5 of 100
Page iii
... chairman of Federal Legislative Committee ; John E. Haire , chairman , SEC rules committee ; Robert L. Augenblick , president , Investment Company Institute ; accompanied by : Robert J. Fahey , Arthur D. Little_Inc .; Jesse Markham ...
... chairman of Federal Legislative Committee ; John E. Haire , chairman , SEC rules committee ; Robert L. Augenblick , president , Investment Company Institute ; accompanied by : Robert J. Fahey , Arthur D. Little_Inc .; Jesse Markham ...
Page iv
... chairman of the board of governors , and Donald L. Calvin , vice president , New York Stock Exchange ... Robert M. Loeffler , vice president ; accompanied by Joseph F. Grinnell , general counsel , Investors Diversified Services , Inc ...
... chairman of the board of governors , and Donald L. Calvin , vice president , New York Stock Exchange ... Robert M. Loeffler , vice president ; accompanied by Joseph F. Grinnell , general counsel , Investors Diversified Services , Inc ...
Page v
... chairman , Investment Companies Committee , National Association of Securities Dealers__ Cohen , Manuel F. , Chairman , Securities and Exchange Commission .... Cohen , Milton H. , counsel , Investment Counsel Sponsored No - Load Funds ...
... chairman , Investment Companies Committee , National Association of Securities Dealers__ Cohen , Manuel F. , Chairman , Securities and Exchange Commission .... Cohen , Milton H. , counsel , Investment Counsel Sponsored No - Load Funds ...
Page vi
... chairman , Association of Mutual Fund Plan Sponsors , Inc-- Rothing , Frank , senior vice president , Midwest Stock Exchange ... Samuelson , Paul A. , institute professor , Massachusetts Institute of Tech- nology . Simpson , Murray L ...
... chairman , Association of Mutual Fund Plan Sponsors , Inc-- Rothing , Frank , senior vice president , Midwest Stock Exchange ... Samuelson , Paul A. , institute professor , Massachusetts Institute of Tech- nology . Simpson , Murray L ...
Page 2
... chairman of the Securities and Exchange Commission . Mr. Cohen , will you come around , please ? STATEMENT OF MANUEL F. COHEN , CHAIRMAN , SECURITIES AND EXCHANGE COMMISSION , ACCOMPANIED BY PHILIP A. LOOMIS , JR . , GENERAL COUNSEL Mr ...
... chairman of the Securities and Exchange Commission . Mr. Cohen , will you come around , please ? STATEMENT OF MANUEL F. COHEN , CHAIRMAN , SECURITIES AND EXCHANGE COMMISSION , ACCOMPANIED BY PHILIP A. LOOMIS , JR . , GENERAL COUNSEL Mr ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange