Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
From inside the book
Results 1-5 of 100
Page v
... Cohen , Manuel F. , Chairman , Securities and Exchange Commission .... Cohen , Milton H. , counsel , Investment Counsel Sponsored No - Load Funds .. Davis , Scott , chairman of the board , Midwest Stock Exchange_ Day , James E ...
... Cohen , Manuel F. , Chairman , Securities and Exchange Commission .... Cohen , Milton H. , counsel , Investment Counsel Sponsored No - Load Funds .. Davis , Scott , chairman of the board , Midwest Stock Exchange_ Day , James E ...
Page x
... Cohen , Chairman , SEC .. Jennings , Richard W. , professor of law , University of California , at Berkeley : Letter to Senator Sparkman_ Prepared statement . Keesling , Mrs. Chet , letter to Senator Sparkman_ Kelly & Morey , Inc ...
... Cohen , Chairman , SEC .. Jennings , Richard W. , professor of law , University of California , at Berkeley : Letter to Senator Sparkman_ Prepared statement . Keesling , Mrs. Chet , letter to Senator Sparkman_ Kelly & Morey , Inc ...
Page xii
... Cohen , Manuel F. , Chairman : Presented statement .. Page 172 87 69 སམྦྷསྶ Complete submitted statement --- 121 I. Introduction___ . 124 A. Mutual fund growth and the adequacy of existing regulation .__ 124 B. Background of this ...
... Cohen , Manuel F. , Chairman : Presented statement .. Page 172 87 69 སམྦྷསྶ Complete submitted statement --- 121 I. Introduction___ . 124 A. Mutual fund growth and the adequacy of existing regulation .__ 124 B. Background of this ...
Page 2
... Cohen , chairman of the Securities and Exchange Commission . Mr. Cohen , will you come around , please ? STATEMENT OF MANUEL F. COHEN , CHAIRMAN , SECURITIES AND EXCHANGE COMMISSION , ACCOMPANIED BY PHILIP A. LOOMIS , JR . , GENERAL ...
... Cohen , chairman of the Securities and Exchange Commission . Mr. Cohen , will you come around , please ? STATEMENT OF MANUEL F. COHEN , CHAIRMAN , SECURITIES AND EXCHANGE COMMISSION , ACCOMPANIED BY PHILIP A. LOOMIS , JR . , GENERAL ...
Page 34
... Cohen , in your statement you referred to cer- tain charts . Are they included in this document ? Mr. COHEN . Yes , but they are included in the longer of the two statements . The CHAIRMAN . Thank you . Mr. COHEN . I would like to add ...
... Cohen , in your statement you referred to cer- tain charts . Are they included in this document ? Mr. COHEN . Yes , but they are included in the longer of the two statements . The CHAIRMAN . Thank you . Mr. COHEN . I would like to add ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange