Harry W. Besse, Chamber of Commerce of the United States, general
partner in Hutchins, Mixter & Parkinson; accompanied by Turner
Hogan, attorney, National Economic Development Group, Chamber
of Commerce of the United States__
Thomas A. Martin, president; accompanied by Enno W. Ercklentz, vice
president and general counsel, and Robert A. Myers, vice president
for public relations, Channing Co., Inc.-
James D. Fullerton, vice president, Investment Co. of America..
Jacob K. Javits, U.S. Senator, New York
H. Dean Quinby, Jr.; accompanied by Elton J. Burgett, Quinby Co...
Wilfred Godfrey, chairman and president, Keystone Custodian Funds,
Inc.--
Ronald T. Lyman, Jr., vice president, Investment Counsel Sponsored
No-Load Funds; accompanied by Harry H. Hagey, partner, Stein
Roe & Farnham, and Milton H. Cohen, counsel..
Charles W. Steadman, chairman of the board and president, Steadman
Security Corp., Washington, D.C.; accompanied by Allen Baxter,
chief legal officer, and Walter M. Fisher, executive vice president and
director of sales.
Milton Mound, president, First Multifund of America, Inc.; accompanied
by Henry A. Greenburg, attorney, Mound, Belfer & Greenburg-.
Anthony R. Tyrone, president, Hamilton Management Corp..........
Agee, Rucker, member, Board of Governors, Investment Bankers Associa-
tion_..
ALPHABETICAL LIST OF WITNESSES
Burgett, Elton J., Quinby Plan...
Calvert, Gordon L., executive director and general counsel, Investment
Bankers Association__.
Calvin, Donald L., vice president, New York Stock Exchange.
Case, John D., president, First Investors Corp.
› Cody, Robert L., chairman, Investment Companies Committee, National
Association of Securities Dealers__
Cohen, Manuel F., Chairman, Securities and Exchange Commission....
Cohen, Milton H., counsel, Investment Counsel Sponsored No-Load
Funds..
Davis, Scott, chairman of the board, Midwest Stock Exchange_
Day, James E., president, Midwest Stock Exchange
Day, J. Edward, former Postmaster General of the United States..
Demmler, Ralph E., attorney-
Derrickson, Lloyd, general counsel, National Association of Securities
Dealers...
Ercklentz, Enno W., vice president and general counsel, Channing Co., Inc.
Fahey, Robert J., Arthur D. Little, Inc. - -
Grant, Raymond, executive vice president, Investors Planning Corp. of
America
Greenburg, Henry A., attorney, Mound, Belfer & Greenburg---
Grinnell, Joseph F., general counsel, Investors Diversified Services, Inc..
Hagey, Harry H., Investment Counsel Sponsored No-Load Funds--
Haire, John E., chairman, SEC Rules Committee, Investment Co.
Institute..
Herman, Edward, Prof., Wharton School of Finance & Commerce, Univer-
sity of Pennsylvania..
Kosek, Ernest, president, Ernest Kosek & Co...
Kostmayer, John H., vice president, First Investors Corp....
Levy, Gustave L., chairman of the Board of Governors, New York Stock
Exchange..
Loeffler, Robert M., vice president, Investors Diversified Services, Inc. 755, 771
Loomis, Philip A., Jr., General Counsel, Securities and Exchange Com-
mission...
Myers, Robert A., vice president for public relations, Channing Co., Inc..
Polk, Victor H., executive vice president, Mutual Funds Advisory, Inc_-_
Pomerantz, Abraham L., attorney.
Roach, Cornelius, chairman, Association of Mutual Fund Plan Sponsors,
Inc--
Rothing, Frank, senior vice president, Midwest Stock Exchange...
Samuelson, Paul A., institute professor, Massachusetts Institute of Tech-
nology.
Simpson, Murray L., executive vice president and general counsel, William
Jennings & Co., Inc.-
Soukup, Father Gervase J., professor of economics, St John's University,
Collegeville, Minn..
Steadman, Charles W., chairman of the board and president, Steadman
Security Corp.-
Tyrone, Anthony R., president, Hamilton Management Corp-
Weithers, John G., vice president and secretary, Midwest Stock Exchange.
Welch, Joseph E, executive committee and chairman of Federal Legisla-
tive Committee, Investment Company Institute_-_-
Williams, Francis S., chairman, Board of Governors, Investment Company
Institute..
MISCELLANEOUS, STATEMENTS, LETTERS AND DATA
Ackley, Gardner, Chairman, Council of Economic Advisers, letter to
Senator Sparkman giving views on S. 1659__
Letter to James F. Burns, Jr., New York Stock Exchange_
Letter to Senator Sparkman_.
Ehli & Hughes, Inc., Billings, Mont., letters to Senator Mansfield_
Ernest Kosek & Co., statement of Ernest Kosek, president...
Equitable Securities Corp., letter to Senator Sparkman, from Gus G.
Halliburton, vice president...
Federated Investors, Inc., letter to Senator Bennett, from John F. Donahue
president
Fidelity Management and Research Co., statement of Edward C. Johnson
2d, president..
Financial Analysts Journal, article entitled "What's Happening to Mutual
Fund Management Companies?".
Financial Planning Services, Inc., letter to Senator Mansfield_
First Alabama Securities Inc., letter to Senator Sparkman, from Philip
A. Sellers...
First Multifund of America Inc., prepared statement of Milton Mound,
president_
First Investors Corp., letter to Carl A. Harris, from Joseph M. O'Brien,
vice president__
Folk, Ernest L., III, professor of law, University of North Carolina:
Letter to Senator Sparkman_.
Franklin Distributors Inc., letter to Senator Bennett, from Charles B.
Johnson...
Franklin Custodian Funds, Inc., letter to Senator Bennett, from Philip
A. Russell, president__
Friend, Dr. Irwin, prepared statement of
Friendly, Henry J., Circuit Judge, United States Court of Appeals,
Second Circuit:
Georgia, Secretary of State, letter to the Association of Mutual Fund
Plan Sponsors, Inc...
Georgetown University Law Center, letter to Senator Sparkman from
Prof. Donald E. Schwartz__.
Greater Washington Industrial Investments, Inc., letter to Senator
Sparkman
Greenwood, Philip D., statement of
Hale, Delos, W., Pocatello, Idaho, letter to Senator Church__.
Hamilton Management Corp.:
Hayden, Miller & Co., Cleveland, Ohio, letter to the committee_
Herbert, Thomas J., letter to Senator Sparkman...
Herman, Edward, professor, University of Pennsylvania, prepared state-
ment.
Article from New York Times entitled "Market Place: A Mutual
Fund That Is Unusual" submitted for the record_.
Letter to the committee..
Indiana University, School of Law, submitted statement of Prof. Daniel
Jay Baum..-.
Industrial Engineering College, letter to Senator Sparkman..
Insurance Securities Trust Fund, letter to Senator Sparkman, from
Howard Compton, sales representative_ -
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