 | United States - Corporation law - 1938 - 48 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...be set forth, the items or details to be shown in or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | Administrative law - 1979 - 1804 pages
...the Commission. [37 PR 1472, Jan. 29, 1972] DEFINITION OF "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16 §240.3all-l Definition of the term "equity...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1979 - 1228 pages
...the Commission. [37 FR 1472. Jan. 29. 1972] DEFINITION OP "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16 §240.3all-l Definition of the term "equity...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1978 - 1252 pages
...the Commission. [37 PR 1472, Jan. 29, 1972] DEFINITION OF "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16 §240.3all-l Definition of the term "equity...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1990 - 1038 pages
...not be included in the meaning of such term for purposes of this section. [50 PR 27946, July 9, 1985] §240.3all-l Definition of the term "equity security"....purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1988 - 806 pages
...not be included in the meaning of such term for purposes of this section. [50 PR 27946, July 9, 1985] §240.3all-l Definition of the term "equity security"....purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1985 - 688 pages
...FR 5222, Feb. 4, 1982] DEFINITION OF "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16 §240.3a11-l Definition of the term "equity security". The term...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1968 - 782 pages
...SICURITY” AS Usss us SECTIoNs 12(g) AND 16 § 240.3afl—1 Definition of the term “equity seeurlty”. The term “equity security” Is hereby defined to...such a security; or any such warrant or right. (30 PR 6114, Apr. 80, 19651 MI5CILLMSIOU5 EXEMPTIONS § 240.3a12— 2 Exemption of certain securities,... | |
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equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any... 
