Financial Disclosure Act: Hearings Before the Subcommittee on Administrative Law and Governmental Relations of the Committee on the Judiciary, House of Representatives, Ninety-fifth Congress, First Session, on H.R. 1, H.R. 9, H.R. 6954, and Companion Bills ... September 9 and 12, 1977 |
From inside the book
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... Securities and Exchange Commission__ Pollack , Irving M. , Commissioner , Securities and Exchange Commission__ Preyer , Hon . Richardson , a Representative in Congress From the State of North Carolina___ 546 546 455 Prepared statement ...
... Securities and Exchange Commission__ Pollack , Irving M. , Commissioner , Securities and Exchange Commission__ Preyer , Hon . Richardson , a Representative in Congress From the State of North Carolina___ 546 546 455 Prepared statement ...
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... Securities and Exchange Commission____ 513 548 CORRESPONDENCE Cary , George L. , legislative counsel , Central Intelligence Agency , letter dated September 15 , 1977 , to Hon . George E. Danielson _ - _- Eizenstat , Stuart E ...
... Securities and Exchange Commission____ 513 548 CORRESPONDENCE Cary , George L. , legislative counsel , Central Intelligence Agency , letter dated September 15 , 1977 , to Hon . George E. Danielson _ - _- Eizenstat , Stuart E ...
Page 6
... Securities Act of 1933 , as amended ( 15 U.S.C. 77b ) ; ( 15 ) the term " transactions in securities and com- modities " means any acquisition , transfer , or other disposition involving any security or commodity ; and ( 16 ) the term ...
... Securities Act of 1933 , as amended ( 15 U.S.C. 77b ) ; ( 15 ) the term " transactions in securities and com- modities " means any acquisition , transfer , or other disposition involving any security or commodity ; and ( 16 ) the term ...
Page 11
... securities , each 12 purchase or sale of real property or interest in any real 13 property , and each patent right or interest in any patent 14 right held by him , his spouse , or any of his dependents , or 15 by him and his spouse or ...
... securities , each 12 purchase or sale of real property or interest in any real 13 property , and each patent right or interest in any patent 14 right held by him , his spouse , or any of his dependents , or 15 by him and his spouse or ...
Page 23
... Securities Act of 1933 , as amended ( 15 U.S.C. 77b ) ; ( 11 ) the term " transactions in securities and com- modities " means any acquisition , transfer , or other dis- position involving any security or commodity ; ( 12 ) the term ...
... Securities Act of 1933 , as amended ( 15 U.S.C. 77b ) ; ( 11 ) the term " transactions in securities and com- modities " means any acquisition , transfer , or other dis- position involving any security or commodity ; ( 12 ) the term ...
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Common terms and phrases
95TH CONGRESS agency amended appointed assets Attorney audit bill blind trusts candidate category of value Central Intelligence Agency Chairman Civil Service Commission Committee commodities futures Commodity Exchange Act Comptroller conduct conflict of interest DANIELSON defined in section Director disqualified employment exceeds executive branch failed to file file a report file such report financial interests gifts Government Ethics House of Representatives identity income individual required Internal Revenue Code involved judge Judiciary Justice legislation LIBRARY OF CONGRESS MAZZOLI Member of Congress ment National Security Agency Office of Government office or position officer or employee officers and employees paragraph patent right person Postal Rate Commission preceding calendar prescribed prohibition provisions public disclosure purchase or sale purposes real property regulations report any information report filed report required report under section REPORTS SEC required to file rules securities Senate spouse statement Subcommittee term tion United States Code United States Courts Vice President
Popular passages
Page 690 - In connection with any judicial or other proceeding, application, request for a ruling or other determination, contract, claim, controversy, investigation, charge, accusation, arrest, or other particular matter involving a specific party or parties in which the United States or the District of Colum40 CFR Ch.
Page 648 - Documents shall be furnished without charge or at a reduced charge where the agency determines that waiver or reduction of the fee is in the public interest because furnishing the information can be considered as primarily benefiting the general public.
Page 57 - ... particular matter involving a specific party or parties in which the United States is a party or has a direct and substantial interest and in which he participated personally and substantially as an officer or employee, through decision, approval, disapproval, recommendation, the rendering of advice, investigation, or otherwise...
Page 496 - An employee shall avoid any action, whether or not specifically prohibited by this part, which might result in, or create the appearance of: (a) Using public office for private gain; (b) Giving preferential treatment to any person; (c) Impeding Government efficiency or economy; (d) Losing complete independence or impartiality; (e) Making a Government decision outside official channels; or (f) Affecting adversely the confidence of the public in the integrity of the Government.
Page 462 - If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government which is to be administered by men over men, the great difficulty lies in this ; you must first enable the government to control the governed ; and in the next place oblige it to control itself.
Page 504 - ... or assist in the prosecution or support of any such claim, or receive any gratuity, or any share of or interest in any claim from any claimant against the United States...
Page 57 - States in connection with any judicial or other proceeding, application, request for a ruling or other determination, contract, claim, controversy, charge, accusation, arrest, or other particular matter Involving a specific party or parties...
Page 614 - ... particular matter in which, to his knowledge, he, his spouse, minor child, partner, organization in which he is serving as officer, director, trustee, partner or employee, or any other person or organization with whom he is negotiating or has any arrangement concerning prospective employment, has a financial interest — Shall be fined not more than $10,000, or imprisoned not more than two years, or both.
Page 504 - States, shall act as an agent or attorney for prosecuting any claim against the United States...
Page 582 - In disposing of controverted cases a judge should indicate the reasons for his action in an opinion showing that he has not disregarded or overlooked serious arguments of counsel. He thus shows his full understanding of the case, avoids the suspicion of arbitrary conclusion, promotes confidence in his intellectual integrity and may contribute useful precedent to the growth of the law.