 Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within or, if a corporation, incorporated by and doing business...  Annual Report - Page 47by United States. Small Business Administration - 1976Full view - About this book
 | United States. Securities and Exchange Commission - Securities - 1962 - 1022 pages
...Securities Act In pertinent part provides an exemption from registration for any security "which Is a part of an Issue offered and sold only to persons resident within a single state . . . where the Issuer of such security la ... a corporation Incorporated by and doing business within... | |
 | United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...Securities Act in pertinent part provides an exemption from Section 5 thereof for any security "which Is a part of an Issue offered and sold only to persons resident within a single State . . . where the Issuer of such security Is . . . ยป corporation, incorporated by and doing business... | |
 | Administrative law - 2004 - 774 pages
...securities made in accordance with all of the terms and conditions of this rule shall be deemed to be part of an issue offered and sold only to persons resident within a single state or territory where the issuer is a person resident and doing business within such state or territory,... | |
 | Administrative law - 1998 - 784 pages
...securities made In accord5 ance with all of the terms and condi-tions of this rule shall be deemed to be f part of an Issue offered and sold only to persons resident within a single state ' or territory where the Issuer Is a per-son resident and doing business within such state or territory,... | |
 | Administrative law - 1987 - 530 pages
...exemptions is that provided by section 3(a)(11) of the Act for transactions in "any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within ' *... | |
 | Administrative law - 1999 - 704 pages
...securities made in accordance with all of the terms and conditions of this rule shall be deemed to be part of an issue offered and sold only to persons resident within a single state or territory where the issuer is a person resident and doing business within such state or territory,... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...pp. 21-22, for additional exemptions provided by the Bankruptcy Act.] (11) Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within, or,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1959 - 2024 pages
...pp. 21-22, for additional exemptions provided by the Bankruptcy Act.] (11) Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within, or,... | |
 | United States Congress. House. Banking and Currency Committee - 1960 - 226 pages
...paid directly or indirectly for soliciting such exchange. Section 3 (a) (11) exempts securities which are part of an issue offered and sold only to persons resident within a State or territory where the issuer of such securities is a person resident and doing business within,... | |
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