Code of Federal RegulationsU.S. General Services Administration, National Archives and Records Service, Office of the Federal Register, 1967 - Administrative law |
From inside the book
Page 134
... a person that directly , or indirectly through one or more intermediaries , controls , or is controlled by , or is under common control with , the person specified . ( c ) The term " amount ” , when used with respect to securities ...
... a person that directly , or indirectly through one or more intermediaries , controls , or is controlled by , or is under common control with , the person specified . ( c ) The term " amount ” , when used with respect to securities ...
Page 434
... or a person " affiliated " with , a specified person ) means a person that directly , or indirectly through one or more intermediaries , controls , or is controlled by , or is under common control with , the person specified .
... or a person " affiliated " with , a specified person ) means a person that directly , or indirectly through one or more intermediaries , controls , or is controlled by , or is under common control with , the person specified .
What people are saying - Write a review
We haven't found any reviews in the usual places.
Other editions - View all
Common terms and phrases
acceptance acquired action additional amended amount annual application approval assets Authority balance bank's Board bonds capital certificate collection Comptroller contained copies Corporation Currency deposit determined directors District effect eligible employee exchange Federal Reserve Bank filed foreign funds furnished given held holders holding instructions insured interest investment issued Item lease less limitations loan material matter maturity means meeting member bank ment months national bank notes notice obligations officer operating Opinion options otherwise paid paragraph participant payable payment percent period permit person position powers present principal prior provisions proxy purchase pursuant reasonable received record reference registered Regulation requested respect rule savings securities shares solicitation specified statement subsidiaries System term thereof tion transaction trust United unless voting withdrawal
Popular passages
Page 530 - Education, Office of Emergency Planning, Office of Employees' Compensation, Bureau of Employees' Compensation Appeals Board Employment and Compensation in Canal Zone Employment Security, Bureau of Engineers, Corps of...
Page 294 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Page 375 - For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household. § 19.735-408 Information not known by employees. If any information required to be included on a statement of employment and financial interests or supplementary statement, including holdings placed in trust, is not known to the employee but is known to another person, the employee shall request that other person to submit information in his behalf.
Page 65 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Page 502 - The interest of a spouse, minor child, or other member of an employee's immediate household is considered to be an interest of the employee. For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household.
Page 498 - Government employment. Incompatible activities include but are not limited to : (1) Acceptance of a fee, compensation, gift, payment of expense, or any other thing of monetary value in circumstances in which acceptance may result in, or create the appearance of, conflicts of interest...
Page 471 - Corporation may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Page 242 - No private banker or director, officer, or employee of any member bank of the Federal Reserve System or any branch thereof shall be at the same time a director, officer, or employee of any other bank, banking association, savings bank, or trust company organized under the National Bank Act or organized under the laws of any State or of the District of Columbia, or any branch thereof, except that the Board of Governors of the Federal Reserve System may by regulation permit such service as a director,...
Page 178 - The information called for by paragraph (b) (3) or (c) (2) need not be given as to payments made on an actuarial basis pursuant to any group pension plan which provides for fixed benefits in the event of retirement at a specified age or after a specified number of years of service. 2.
Page 433 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank.
Bibliographic information
| Title | Code of Federal Regulations |
| Contributor | United States. Office of the Federal Register |
| Publisher | U.S. General Services Administration, National Archives and Records Service, Office of the Federal Register, 1967 |
| Original from | the University of California |
| Digitized | 1 Jul 2008 |
| Export Citation | BiBTeX EndNote RefMan |