The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1967 - Administrative law The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Page 50
... officers , may act as broker or agent , such written instructions in each case to be first delivered to an officer of this bank . Such instructions shall , in all cases , state clearly that the bank in acting as broker or agent in no ...
... officers , may act as broker or agent , such written instructions in each case to be first delivered to an officer of this bank . Such instructions shall , in all cases , state clearly that the bank in acting as broker or agent in no ...
Page 59
... officer for violation of law ; ( v ) Proceedings or matters in which the Comptroller grants , denies , or re- vokes approval , permission , or authority ; ( vi ) Relations between the Comptrol- ler and any national bank or other finan ...
... officer for violation of law ; ( v ) Proceedings or matters in which the Comptroller grants , denies , or re- vokes approval , permission , or authority ; ( vi ) Relations between the Comptrol- ler and any national bank or other finan ...
Page 66
... officer an " executive officer " within the meaning of 12 U.S.C. 375a . The Comptroller is of the opinion that the term " executive officer , " as contemplated by the provisions of 12 U.S.C. 375a , means each officer of a bank who , by ...
... officer an " executive officer " within the meaning of 12 U.S.C. 375a . The Comptroller is of the opinion that the term " executive officer , " as contemplated by the provisions of 12 U.S.C. 375a , means each officer of a bank who , by ...
Page 72
... officers , em- ployees , and committees utilized by the bank in the exercise of its fiduciary powers , are the ... officer ( s ) or committee ( s ) to whom the board may have designated the performance of that responsibility . A ...
... officers , em- ployees , and committees utilized by the bank in the exercise of its fiduciary powers , are the ... officer ( s ) or committee ( s ) to whom the board may have designated the performance of that responsibility . A ...
Page 73
... officers a discretion in the matter , funds held pursuant to such instrument shall be invested in any investment in which corporate fiduciaries may invest under local law . ( b ) If , under local law , corporate fiduciaries appointed by ...
... officers a discretion in the matter , funds held pursuant to such instrument shall be invested in any investment in which corporate fiduciaries may invest under local law . ( b ) If , under local law , corporate fiduciaries appointed by ...
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Common terms and phrases
amended amount application assets Authority bank holding company bank's Board of Governors capital cash certificate certificate of deposit Comptroller copies Corporation curities Currency demand deposits depositor Edge Act corporation effect employee equity securities exempt Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed financial statements fiscal funds furnished holding by National insured bank interest investment issued Item lease loan maturity member bank ment national bank nonmember notes obligations officer operating options otherwise paragraph Seventh participant payable payment percent period person principal prior provisions proxy proxy statement purpose pursuant registered registration statement Regulation rental requested to rule reserve city respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified suant subparagraph subsidiaries term thereof tion transaction trust underwriting unlimited holding voting withdrawal
Popular passages
Page 530 - Education, Office of Emergency Planning, Office of Employees' Compensation, Bureau of Employees' Compensation Appeals Board Employment and Compensation in Canal Zone Employment Security, Bureau of Engineers, Corps of...
Page 294 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Page 375 - For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household. § 19.735-408 Information not known by employees. If any information required to be included on a statement of employment and financial interests or supplementary statement, including holdings placed in trust, is not known to the employee but is known to another person, the employee shall request that other person to submit information in his behalf.
Page 65 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Page 502 - The interest of a spouse, minor child, or other member of an employee's immediate household is considered to be an interest of the employee. For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household.
Page 498 - Government employment. Incompatible activities include but are not limited to : (1) Acceptance of a fee, compensation, gift, payment of expense, or any other thing of monetary value in circumstances in which acceptance may result in, or create the appearance of, conflicts of interest...
Page 471 - Corporation may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Page 242 - No private banker or director, officer, or employee of any member bank of the Federal Reserve System or any branch thereof shall be at the same time a director, officer, or employee of any other bank, banking association, savings bank, or trust company organized under the National Bank Act or organized under the laws of any State or of the District of Columbia, or any branch thereof, except that the Board of Governors of the Federal Reserve System may by regulation permit such service as a director,...
Page 178 - The information called for by paragraph (b) (3) or (c) (2) need not be given as to payments made on an actuarial basis pursuant to any group pension plan which provides for fixed benefits in the event of retirement at a specified age or after a specified number of years of service. 2.
Page 433 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank.