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" To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... "
Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ... - Page 2974
by United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 pages
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1979 - 996 pages
...Only Rules 10b-5 (a) and (c) are at issue here. Rule : Ob-5 (b) provides that it shall be unlawful "[t]o make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...interstate commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...Interstate commerce, or of the malls, or of any facility of any national securities exchange — ( 1 ) to employ any device, scheme, or artifice to defraud...they were made, not misleading ; or (3) to engage tn any act, practice, or course of business wblch operates or would operate as a fraud or deceit upon...
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Decisions and Reports, Volume 24

United States. Securities and Exchange Commission - Securities - 1953 - 734 pages
...indirectly, by the use of any mean* or Instrumentality of interstate commerce, or of tbe malls, . . . (1) to employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or (S) to engage In any act, practice, or course of business which operates or would operate as a fraud...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute...
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Decisions and Reports, Volume 35

United States. Securities and Exchange Commission - Securities - 1957 - 756 pages
...any facility of any national securities exchange, " ( 1 ) to employ any device, scheme, or artlflce to defraud, "(2) to make any untrue statement of a...circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business which operates or would operate as a fraud...
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Decisions and Reports, Volume 36

United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(21 to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or As already indicated, from the time of its organization Columbia was never in good financial condition...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...of Interstate commerce, or of the malls, or of any facility of any national securities exchange — "(1 ) to employ any device, scheme, or artifice to...fact or to omit to state a material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not...
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The Laws of Wisconsin

Wisconsin - Session laws - 1941 - 686 pages
...collectively as "advertising matter" which shall contain an untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading, or which shall contain inadequate or incomplete information concerning relevant matters therein mentioned...
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