Washington and Lee Law Review, Volume 44School of Law, Washington and Lee University, 1987 - Electronic journals |
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Page 883
... regulation or applicable exchange rule establishing a higher level notify the Commission and the relevant exchange of that fact within twenty - four hours.186 Further declines in an FCM's capital require that the FCM take action to ...
... regulation or applicable exchange rule establishing a higher level notify the Commission and the relevant exchange of that fact within twenty - four hours.186 Further declines in an FCM's capital require that the FCM take action to ...
Page 1143
... Regulation D. See Owens & Makohin , supra note 68 , at ¶ 1123 ( discussing Rule 505 of Regulation D ) ; supra , note 68 ( discussing Rules 501-503 of Regulation D ) . 72. 17 C.F.R. § 230.505 ( b ) ( 2 ) ( ii ) ( 1986 ) . In calculating ...
... Regulation D. See Owens & Makohin , supra note 68 , at ¶ 1123 ( discussing Rule 505 of Regulation D ) ; supra , note 68 ( discussing Rules 501-503 of Regulation D ) . 72. 17 C.F.R. § 230.505 ( b ) ( 2 ) ( ii ) ( 1986 ) . In calculating ...
Page 1148
... Regulation D removes the obligation of small companies to file financial statements and simplifies the ... Regulation D to small securities issuers ) . Mark Donahue , an investment banker with Merrill Lynch's Capital Markets Group ...
... Regulation D removes the obligation of small companies to file financial statements and simplifies the ... Regulation D to small securities issuers ) . Mark Donahue , an investment banker with Merrill Lynch's Capital Markets Group ...
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10b-5 liability 2d Cir accompanying text discussing accompanying text noting agreement alleged amendment apply article 2(4 ASCAP attorney attorney-client privilege authority bankruptcy broker conversion business judgment rule cert CFTC Circuit claim clearing organization CODE ANN Collateral Source Rule COMEX company's concerted activity Congress constitute controlling person conversion of customer Corn Products Corp corporation corporation's counsel customer property damages decision defendant Delaware Supreme Court directors disclosure district court duty emotional distress employees exemption federal fiduciary funds infliction of emotional infra notes insider trading intentional infliction issue issuer legislation litigation medical malpractice merger National Bank National Bank Act negotiations NYSE NYSE proposal party perjury plaintiff positions purchase Regulation requirement Revlon share shareholders standard statement statute Supp supra note Supreme Court takeover tender offer tort transaction transfers Unocal violated Virginia Virginia General Assembly voting VSCA wrongful birth