Washington and Lee Law Review, Volume 44School of Law, Washington and Lee University, 1987 - Electronic journals |
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Page 1041
... purchase or sale of securities ) ; Bosio v . Norbay Sec . , Inc. , 599 F. Supp . 1563 , 1567 ( E.D.N.Y. 1985 ) ( broker conversion of proceeds from sale of customer securities involves no purchase or sale of securities , and , therefore ...
... purchase or sale of securities ) ; Bosio v . Norbay Sec . , Inc. , 599 F. Supp . 1563 , 1567 ( E.D.N.Y. 1985 ) ( broker conversion of proceeds from sale of customer securities involves no purchase or sale of securities , and , therefore ...
Page 1073
... purchase agreement may execute the agreement after the commencement of the tender offer . 100 The express language of Rule 10b - 13 prohibits a person making a tender offer from purchasing or arranging to purchase any security unless the ...
... purchase agreement may execute the agreement after the commencement of the tender offer . 100 The express language of Rule 10b - 13 prohibits a person making a tender offer from purchasing or arranging to purchase any security unless the ...
Page 1074
... purchase , the interpretation of the statutory language concerning purchase is essential to the proper interpretation of Rule 10b- 13.108 The SEC designed Rule 10b - 13 to prohibit pre - tender stock purchase agreements to purchase ...
... purchase , the interpretation of the statutory language concerning purchase is essential to the proper interpretation of Rule 10b- 13.108 The SEC designed Rule 10b - 13 to prohibit pre - tender stock purchase agreements to purchase ...
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Common terms and phrases
10b-5 liability 2d Cir accompanying text discussing accompanying text noting agreement alleged amendment apply article 2(4 ASCAP attorney attorney-client privilege authority bankruptcy broker conversion business judgment rule cert CFTC Circuit claim clearing organization CODE ANN Collateral Source Rule COMEX company's concerted activity Congress constitute controlling person conversion of customer Corn Products Corp corporation corporation's counsel customer property damages decision defendant Delaware Supreme Court directors disclosure district court duty emotional distress employees exemption federal fiduciary funds infliction of emotional infra notes insider trading intentional infliction issue issuer legislation litigation medical malpractice merger National Bank National Bank Act negotiations NYSE NYSE proposal party perjury plaintiff positions purchase Regulation requirement Revlon share shareholders standard statement statute Supp supra note Supreme Court takeover tender offer tort transaction transfers Unocal violated Virginia Virginia General Assembly voting VSCA wrongful birth