Washington and Lee Law Review, Volume 44School of Law, Washington and Lee University, 1987 - Electronic journals |
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Page 920
... ( holding that apparent authority is appropriate measure of liability for securities violations ) ; Henricksen v . Henricksen , 640 F.2d 880 , 888 ( 7th Cir . ) ( holding broker - dealer liable for securities violation under both § 20 ( a ) ...
... ( holding that apparent authority is appropriate measure of liability for securities violations ) ; Henricksen v . Henricksen , 640 F.2d 880 , 888 ( 7th Cir . ) ( holding broker - dealer liable for securities violation under both § 20 ( a ) ...
Page 933
... holding out of an agent's authority , together with a third party's reliance on the representation of authority , the appli- cation of apparent authority as a basis of recovery for securities violations provides some protection of ...
... holding out of an agent's authority , together with a third party's reliance on the representation of authority , the appli- cation of apparent authority as a basis of recovery for securities violations provides some protection of ...
Page 1082
... holding that defendant's affirmative defense burden of exculpation is limited to single statutory defense provided in §15 ) ; Metge v . Baehler , 762 F.2d 621 , 630 ( 8th Cir . 1985 ) ( same ) ; G. A. Thompson & Co. , Inc. , v ...
... holding that defendant's affirmative defense burden of exculpation is limited to single statutory defense provided in §15 ) ; Metge v . Baehler , 762 F.2d 621 , 630 ( 8th Cir . 1985 ) ( same ) ; G. A. Thompson & Co. , Inc. , v ...
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10b-5 liability 2d Cir accompanying text discussing accompanying text noting agreement alleged amendment apply article 2(4 ASCAP attorney attorney-client privilege authority bankruptcy broker conversion business judgment rule cert CFTC Circuit claim clearing organization CODE ANN Collateral Source Rule COMEX company's concerted activity Congress constitute controlling person conversion of customer Corn Products Corp corporation corporation's counsel customer property damages decision defendant Delaware Supreme Court directors disclosure district court duty emotional distress employees exemption federal fiduciary funds infliction of emotional infra notes insider trading intentional infliction issue issuer legislation litigation medical malpractice merger National Bank National Bank Act negotiations NYSE NYSE proposal party perjury plaintiff positions purchase Regulation requirement Revlon share shareholders standard statement statute Supp supra note Supreme Court takeover tender offer tort transaction transfers Unocal violated Virginia Virginia General Assembly voting VSCA wrongful birth