Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., Volume 4 |
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Page 186
... trustee . In the event of such an applica- tion , the court may , to the extent it deems necessary or appro- priate , take exclusive jurisdiction of such clearing agency and the records and assets thereof , wherever located ; and the ...
... trustee . In the event of such an applica- tion , the court may , to the extent it deems necessary or appro- priate , take exclusive jurisdiction of such clearing agency and the records and assets thereof , wherever located ; and the ...
Page 229
... trustee , or other liquidating agent of any of the fore- going in his capacity as such . ( 3 ) " Electric utility company " means any company which owns or operates facilities used for the generation , trans- mission , or distribution ...
... trustee , or other liquidating agent of any of the fore- going in his capacity as such . ( 3 ) " Electric utility company " means any company which owns or operates facilities used for the generation , trans- mission , or distribution ...
Page 234
... trustee's certificate , or , in general , any in- strument commonly known as a " security " ; or any certificate of ... trustee or trustees or agent or agents for the owner or holder of such security are presently entitled to vote in the ...
... trustee's certificate , or , in general , any in- strument commonly known as a " security " ; or any certificate of ... trustee or trustees or agent or agents for the owner or holder of such security are presently entitled to vote in the ...
Page 235
... trustee . In the event of such an applica- tion , the court may , to the extent it deems necessary or appro- priate , take exclusive jurisdiction of such clearing agency and the records and assets thereof , wherever located ; and the ...
... trustee . In the event of such an applica- tion , the court may , to the extent it deems necessary or appro- priate , take exclusive jurisdiction of such clearing agency and the records and assets thereof , wherever located ; and the ...
Page 280
... trustee; duties of paying agents. Sec. 318. Effect of prescribed indenture provisions. Sec. 319. Rules, regulations, and orders. Sec. 320. Hearings by Commission. Sec. 321. Special powers of the Commission. Sec. 322. Court review of ...
... trustee; duties of paying agents. Sec. 318. Effect of prescribed indenture provisions. Sec. 319. Rules, regulations, and orders. Sec. 320. Hearings by Commission. Sec. 321. Special powers of the Commission. Sec. 322. Court review of ...
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Common terms and phrases
action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor deemed determines director effect employee enforcement exempt face-amount certificate company Federal Reserve System filed foreign government securities broker government securities dealer holding company indenture securities investment adviser issuer istered jurisdiction limited partnership ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment penalty penny stocks person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement regulations thereunder request respect rities rule or regulation rules and regulations secu Securities Act self-regulatory organization sion SIPC specified spect subparagraph subsection term thereof tion transaction transfer agent trustee underwriter unit investment trust United States Code unlawful violation