Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., Volume 4 |
From inside the book
Results 1-5 of 97
Page 9
... holders exchange their a bank or savings association for shares of a new holding company with no significant assets ... holders receive , after that r tion , substantially the same proportional share in the holding company as they held ...
... holders exchange their a bank or savings association for shares of a new holding company with no significant assets ... holders receive , after that r tion , substantially the same proportional share in the holding company as they held ...
Page 20
... holders an earning statement cover- of at least twelve months beginning after the effective egistration statement , then the right of recovery under on shall be conditioned on proof that such person ac- ecurity relying upon such untrue ...
... holders an earning statement cover- of at least twelve months beginning after the effective egistration statement , then the right of recovery under on shall be conditioned on proof that such person ac- ecurity relying upon such untrue ...
Page 35
... . 201. [ 77bb ] For the purpose of protecting , co- and advancing the interests of the holders of foreign sect default , there is hereby created a body corporate with t airman s chair- sors as f direc- e in of any por- ...
... . 201. [ 77bb ] For the purpose of protecting , co- and advancing the interests of the holders of foreign sect default , there is hereby created a body corporate with t airman s chair- sors as f direc- e in of any por- ...
Page 36
... holders of foreign securities and such on as may be required and to issue subpenas there- er the functions of any fiscal and paying agents of urities in default ; to borrow money for the purposes d to pledge as collateral for such loans ...
... holders of foreign securities and such on as may be required and to issue subpenas there- er the functions of any fiscal and paying agents of urities in default ; to borrow money for the purposes d to pledge as collateral for such loans ...
Page 37
... holders of or classes of foreign securities which have defaulted in ment either of principal or interest and determine and the functions of such committees . The chairman and v man of the board of directors shall be ex officio chair ...
... holders of or classes of foreign securities which have defaulted in ment either of principal or interest and determine and the functions of such committees . The chairman and v man of the board of directors shall be ex officio chair ...
Other editions - View all
Common terms and phrases
action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor deemed determines director effect employee enforcement exempt face-amount certificate company Federal Reserve System filed foreign government securities broker government securities dealer holding company indenture securities investment adviser issuer istered jurisdiction limited partnership ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment penalty penny stocks person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement regulations thereunder request respect rities rule or regulation rules and regulations secu Securities Act self-regulatory organization sion SIPC specified spect subparagraph subsection term thereof tion transaction transfer agent trustee underwriter unit investment trust United States Code unlawful violation