Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., Volume 4 |
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... Bank Hole Farm Cre WOOD , Georgia Washington Oklahoma ( II ) Right to F Federal D tions 40 Reorganiz Omnibus 503,504 Liability F 3904 ) Federal W Title 18 , 510 , 513 Higher Ed Internation Inter - Ame 2831 ) Asian Dev Bretton W Act of ...
... Bank Hole Farm Cre WOOD , Georgia Washington Oklahoma ( II ) Right to F Federal D tions 40 Reorganiz Omnibus 503,504 Liability F 3904 ) Federal W Title 18 , 510 , 513 Higher Ed Internation Inter - Ame 2831 ) Asian Dev Bretton W Act of ...
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... Bank Act of 1945 , Section 18 ( c ) ( 3 ) ( 12 U.S.C. 635i — 6 ) Agricultural Marketing Act , Section 15 ( a ) ( 12 U.S.C. 1141j ( a ) ) Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 1 ) U.S.C. 1455 ( a ) ...
... Bank Act of 1945 , Section 18 ( c ) ( 3 ) ( 12 U.S.C. 635i — 6 ) Agricultural Marketing Act , Section 15 ( a ) ( 12 U.S.C. 1141j ( a ) ) Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 1 ) U.S.C. 1455 ( a ) ...
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... bank as defined in section 3 ( a ) ( 2 ) of the Act ether acting in its individual or fiduciary capacity ; an urance company as defined in section 2 ( 13 ) of the Act ; investment company registered under the Investment mpany Act of ...
... bank as defined in section 3 ( a ) ( 2 ) of the Act ether acting in its individual or fiduciary capacity ; an urance company as defined in section 2 ( 13 ) of the Act ; investment company registered under the Investment mpany Act of ...
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... bank , or any security arising contract issued by an insurance company , which inte ticipation , or security is issued in connection with ( A bonus , pension , or profit - sharing plan which meets th ments for qualification under ...
... bank , or any security arising contract issued by an insurance company , which inte ticipation , or security is issued in connection with ( A bonus , pension , or profit - sharing plan which meets th ments for qualification under ...
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... bank shall not include any interest or participation collective trust fund maintained by a bank ; and the ank " means any national bank , or any banking institu- ganized under the laws of any State , territory , or the of Columbia , the ...
... bank shall not include any interest or participation collective trust fund maintained by a bank ; and the ank " means any national bank , or any banking institu- ganized under the laws of any State , territory , or the of Columbia , the ...
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Common terms and phrases
action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor deemed determines director effect employee enforcement exempt face-amount certificate company Federal Reserve System filed foreign government securities broker government securities dealer holding company indenture securities investment adviser issuer istered jurisdiction limited partnership ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment penalty penny stocks person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement regulations thereunder request respect rities rule or regulation rules and regulations secu Securities Act self-regulatory organization sion SIPC specified spect subparagraph subsection term thereof tion transaction transfer agent trustee underwriter unit investment trust United States Code unlawful violation