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COMPILATION OF SECURITIES LAWS
WITHIN THE JURISDICTION OF THE

COMMITTEE ON COMMERCE

INCLUDING

SECURITIES ACT OF 1933
SECURITIES EXCHANGE ACT OF 1934
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

TRUST INDENTURE ACT OF 1939
INVESTMENT COMPANY ACT OF 1940

INVESTMENT ADVISERS ACT OF 1940
SECURITIES INVESTOR PROTECTION ACT OF 1970

FEBRUARY 1995

Printed for the use of the
House Committee on Commerce

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON 1995

88-128

For sale by the U.S. Government Printing Office
Superintendent of Documents, Mail Stop: SSOP, Washington, DC 20402-9328

ISBN 0-16-046879-5

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THOMAS J. BLILEY, JR., Virginia, Chairman CARLOS J. MOORHEAD, California

JOHN D. DINGELL, Michigan JACK FIELDS, Texas

HENRY A. WAXMAN, California MICHAEL G. OXLEY, Ohio

EDWARD J. MARKEY, Massachusetts MICHAEL BILIRAKIS, Florida

W.J. “BILLY" TAUZIN, Louisiana DAN SCHAEFER, Colorado

RON WYDEN, Oregon JOE BARTON, Texas

RALPH M. HALL, Texas J. DENNIS HASTERT, Illinois

JOHN BRYANT, Texas FRED UPTON, Michigan

RICK BOUCHER, Virginia CLIFF STEARNS, Florida

THOMAS J. MANTON, New York BILL PAXON, New York

EDOLPHUS TOWNS, New York PAUL E. GILLMOR, Ohio

GERRY E. STUDDS, Massachusetts SCOTT KLUG, Wisconsin

FRANK PALLONE, JR., New Jersey GARY A. FRANKS, Connecticut

SHERROD BROWN, Ohio JAMES C. GREENWOOD, Pennsylvania BLANCHE M. LAMBERT, Arkansas MICHAEL D. CRAPO, Idaho

BART GORDON, Tennessee CHRISTOPHER COX, California

ELIZABETH FURSE, Oregon RICHARD BURR, North Carolina

PETER DEUTSCH, Florida BRIAN P. BILBRAY, California

BOBBY L. RUSH, Illinois EDWARD WHITFIELD, Kentucky

ANNA G. ESHOO, California GREG GANSKE, Iowa

RON KLINK, Pennsylvania
DAN FRISA, New York

BART STUPAK, Michigan
CHARLIE NORWOOD, Georgia
RICK WHITE, Washington
TOM COBURN, Oklahoma

JAMES E. DERDERIAN, Chief of Staff

CHARLES INGEBRETSON, General Counsel
ALAN J. ROTH, Minority Staff Director and Chief Counsel

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