LUUT Public Utility Holding Company Act of 1935 Investment Company Act of 1940 Securities Investor Protection Act of 1970 Temporary Reporting Provisions Market Reform Act of 1990, Section 8 Penny Stock Reform Act of 1990 (Title V of the Securities Enforcemen Remedies and Penny Stock Reform Act of 1990), Sections 504(b) and 510 Appendix: Title 5, United States Code, Sections 551–557, 704–706 Title 11, United States Code, Sections 1109(a), 1125, 1129(d), 1145 Act of October 28, 1974, Section 111 (12 U.S.C. 250) Export-Import Bank Act of 1945, Section 18(c)(3) (12 U.S.C. 635i—6) Federal Home Loan Mortgage Corporation Act, Section 306 (a), (g) (1) National Housing Act, Sections 302(c)(1), 304(d)-(e), 311 (12 U.S.O 1717(c)(1), 1719(d)-(e), 1723c) Housing and Community Development Act of 1992, Section 1542 (1) Bank Holding Company Act of 1956, Section 2 (12 U.S.C. 1841) Federal Deposit Insurance Corporation Improvement Act of 1991, Sec tions 401-407 (12 U.S.C. 4401-4407) Reorganization Plan Number 10 of 1950 (15 U.S.C. 78d note) Omnibus Small Business Capital Formation Act of 1980, Sections 502 503, 504, 506 (15 U.S.C. 80c-80c-3) Liability Risk Retention Act of 1986, Sections 2(a)(4), 5 (15 U.S.C. 3901 3904) Federal Water Power Act Title 18, United States Code, Sections 152, 471-473, 474A, 494, 495 510, 513, 1001, 1341-1343, 3571-3574, 6001-6004 Higher Education Act of 1965, Section 439(1) (20 U.S.C. 1087-2(1)) Asian Development Bank Act, Section 11 (22 U.S.C. 285h) African Development Bank Act, Section 1341 (22 U.S.C. 290i-9) European_Bank for Reconstruction and Development Act, as contained in the Foreign Operations, Export Financing, and Related Program Appropriations Act, 1991 (22 U.S.C. 2901 note, 2901, 2901-7) (III) United States Code, Section 11367 651 y Definition of "Separately Identifiable Department or Division ■k," Rule G-1 652 -ppendix 655 1 the sale whereof, and for other purposes. Be it enacted by the Senate and House of Representatives United States of America in Congress assembled, TITLE I SHORT TITLE SECTION 1. [77a] This title may be cited as the "Securit of 1933”. DEFINITIONS SEC. 2. [77b] When used in this title, unless the context wise requires (1) The term "security" means any note, stock, tr stock, bond, debenture, evidence of indebtedness, certifi interest or participation in any profit-sharing agreemer lateral-trust certificate, preorganization certificate or su tion, transferable share, investment contract, voting-tru tificate, certificate of deposit for a security, fractional vided interest in oil, gas, or other mineral rights, any pu straddle, option, or privilege on any security, certificate posit, or group or index of securities (including any i therein or based on the value thereof), or any put, call, dle, option, or privilege entered into on a national securit change relating to foreign currency, or, in general, any i or instrument commonly known as a "security", or any cate of interest or participation in, temporary or interim cate for, receipt for, guarantee of, or warrant or right scribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corpo a partnership, an association, a joint-stock company, a any unincorporated organization, or a government or p subdivision thereof. As used in this paragraph the term shall include only a trust where the interest or interests beneficiary or beneficiaries are evidenced by a security. (3) The term "sale" or "sell" shall include every cont sale or disposition of a security or interest in a securi value. The term "offer to sell", "offer for sale", or "offer include every attempt or offer to dispose of, or solicita an offer to buy, a security or interest in a security, for The terms defined in this paragraph and the term "o buy" as used in subsection (c) of section 5 shall not inclu 3 |