| United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...for any person in the sale of any securities by the use of any means or instruments of transportation or communication In Interstate commerce or by the...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary in order to... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or course of business which operates or would operate... | |
| United States. Securities and Exchange Commission - Securities - 1950 - 856 pages
...for any person In the snle of any securities by the use of any means or Instruments of transportation or communication in interstate commerce or by the...circumstances under which they were made, not misleading, or (8) to engage In any transaction, practice, or course of business which operates or would operate as... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...or Instrument! of transportation or communication In Interstate commerce or by the rot of the malls, directly or indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or coarse of business which operate* or would operate... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1690 pages
...transportation or communication In Interstate commerce or by the use of the malls, directly or IndlrecUy — (1) to employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud, or "(2)...circumstances under which they were made, not misleading, or "I:M to engage in any transaction, practice or course of business which operates or would operate as... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 734 pages
...or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artlflce to defraud, or (2) to obtain money or property by...circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as... | |
| United States. Securities and Exchange Commission - Securities - 1951 - 862 pages
...communication in interstate commerce or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue...circumstances under which they were made, not misleading, or ables from such assigned plans, all to be divided 65 percent to The FIF Plan Corporation and 35 percent... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the...by means of any untrue statement of a material fact or In outlining the activities giving rise to an alleged duty to make disclosures in its sales, the... | |
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