 affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term...  Institutional Membership on National Securities Exchanges: Hearings, Ninety ... - Page 433by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1972 - 906 pagesFull view - About this book
 | Philippines - Law - 1988 - 768 pages
...Affiliate. — An "affiliate" of, a person affiliated" *vith a specific person, a specified person is a person that directly or indirectly, through one...intermediaries, controls, or is controlled by, or is under common control with, the person specified. Auditor's report — The term "auditor's report",... | |
 | United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...such person directly or indirectly through one or more intermediaries". "Affiliate" was defined as "a person that directly, or indirectly through one...controlled by, or is under common control with such person". And "control" was defined as "the possession, directly or indirectly, of the power to direct... | |
 | United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly through one...intermediaries, controls, or Is controlled by, or Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release... | |
 | United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
..."purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, the person specified." Since there is nothing in the response to item 27... | |
 | Administrative law - 1943 - 1104 pages
...5. Part B — Question 5. For the purposes of this report, an "affiliate" of a specified person is a person that directly, or Indirectly through one or more intermediaries, controls, or Is under common control with, a person specified. A "subsidiary" of a specified person is a person controlled... | |
 | Administrative law - 1948 - 1480 pages
...to Indicate a relationship with the applicant, shall Include any person or concern that directly, or Indirectly through one or more Intermediaries, controls, or is controlled by, or is under common control with, the applicant. The term "control" (including the terms "controlled by" and... | |
 | United States - Law - 2000 - 1216 pages
...the following definitions shall apply: (1) Affiliate of the issuer The term "affiliate of the Issuer" means a person that directly or indirectly, through...intermediaries, controls or is controlled by or Is under common control with, the issuer. (2) Covered class action (A) In general The term "covered class... | |
 | Administrative law - 1979 - 1228 pages
...exchange for securities of, or claims against, the debtor. (3) Affiliate. The term "affiliate" of a person means a person that directly or indirectly through...controlled by. or is under common control with such person. (4) Material The term "material" when used to modify "relationship" means any relationship... | |
 | Administrative law - 1979 - 1804 pages
...as "securities of the issuer." (2) Affiliate. The term "affiliate" of or "affiliated" with a person means a person that directly or indirectly through...controlled by, or Is under common control with such person. (3) Executive officer. The term "executive officer" means the president, secretary, treasurer,... | |
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