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" exchange" means any organization, association, or group of persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise... "
Institutional Membership on National Securities Exchanges: Hearings, Ninety ... - Page 884
by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1972 - 906 pages
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Securities and Exchange Act of 1934

United States - Legislative histories - 1934 - 1518 pages
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Federal Reserve Bulletin, Volume 20

Banks and banking - 1934 - 930 pages
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...provide a market place or facilities for bringing together purchasers and iĀ»ellers of secuities or otherwise performing with respect to securities the...exchange as that term is generally understood and as it may be further defined by the Federal Trade Commission. (2) The term "facility" when used with...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...or provide a market place or facilities for bringing t> wiher purchasers and sellers of sccuities or otherwise performing with respect to securities the...functions commonly performed by a stock exchange as that tenn is generally understooil and as it may be further defined by the Federal Trade Commission. (2)...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1968 - 374 pages
...persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and...functions commonly performed by a stock exchange as that terra is generally understood, and includes the market place and the market facilities maintained by...
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Philippine Law Journal, Volume 16

Law - 1937 - 460 pages
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and...that term is generally understood, and includes the market place and the market facilities maintained by such exchange. (2) The term "facility" when used...
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Decisions and Reports, Volume 27

United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and...that term is generally understood, and includes the market place and the market facilities maintained by such exchange . . . 8 Five of these transactions...
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