COMMITTEE ON BANKING, HOUSING AND URBAN AFFAIRS
JOHN SPARKMAN, Alabama, Chairman
WILLIAM PROXMIRE, Wisconsin
HARRISON A. WILLIAMS, JR., New Jersey
THOMAS J. MCINTYRE, New Hampshire
WALTER F. MONDALE, Minnesota
ALAN CRANSTON, California
ADLAI E. STEVENSON III, Illinois
DAVID H. GAMBRELL, Georgia
JOHN TOWER, Texas
WALLACE F. BENNETT, Utah
EDWARD W. BROOKE, Massachusetts
BOB PACKWOOD, Oregon
WILLIAM V. ROTH, JR., Delaware
BILL BROCK, Tennessee
ROBERT TAFT, JR., Ohio
DUDLEY L. O'NEAL, Jr., Staff Director and General Counsel
MICHAEL E. BURNS, Minority Counsel
STEPHEN J. PARADISE, Assistant Counsel
SUBCOMMITTEE ON SECURITIES
HARRISON A. WILLIAMS, JR., New Jersey, Chairman
WILLIAM PROXMIRE, Wisconsin
THOMAS J. MCINTYRE, New Hampshire
WALTER F. MONDALE, Minnesota
ADLAI E. STEVENSON III, Illinois
DAVID H. GAMBRELL, Georgia
EDWARD W. BROOKE, Massachusetts
JOHN TOWER, Texas
WALLACE F. BENNETT, Utah
BOB PACKWOOD, Oregon
WILLIAM V. ROTH, JR., Delaware
SECURITIES INDUSTRY STUDY
DAVID L. RATNER, Chief Counsel
ALTON B. HARRIS, Assistant Counsel
THOMAS C. NEWKIRK, Assistant Counsel
KENNETH D. STEPHENS, Assistant Counsel
HAMILTON H. WOOD, Jr., Professional Staff Member
EDWARD B. CROSSLAND, Jr., Attorney
(The same table of contents appears in parts I and II)
Report from the Justice Department_
CHRONOLOGICAL LIST OF WITNESSES
T. Lawrence Jones, president, American Insurance Association; accom-
panied by Donald H. Whitney, senior vice president, Commercial Union
Insurance Co. of Boston, Mass.; Charles T. Bauer, senior vice president,
American General Insurance Co. of Houston, Tex.; and Walter D.
Vinyard, Jr., associate counsel, American Insurance Association, Wash-
ington office__
Gustave L. Levy, Goldman, Sachs & Co., accompanied by Judith G.
Shepard
Andrew G. C. Sage II, president, Lehman Bros., Inc., accompanied by
Cyrus Vance Counsel.
Abraham L. Pomerantz, Pomerantz, Levy, Haudek & Block-
J. Walter Sherman, president, Sherman, Dean & Co., Inc..
Richard Lewisohn, finance administrator, city of New York.
Harold E. Bigler, Jr., American Life Convention and Life Insurance As-
sociation of America; accompanied by Paul J. Mason, associate general
counsel, Life Insurance Association of America; and Robert Routier,
associate general counsel, American Life Convention. -
Robert M. Loeffler, senior vice president, Investors Diversified Services__
Meyer Eisenberg, The Seaboard Corp. and Channing Management Corp--
William J. Casey, Chairman, Securities and Exchange Commission,
accompanied by Hugh F. Owens, A. Sydney Herlong, Jr., and Philip A.
Loomis, Jr., Commissioners_
Schweiker, Richard S., U.S. Senator from the State of Pennsylvania-
Elkins Wetherill, president, Philadelphia-Baltimore-Washington Stock
Exchange, accompanied by George S. Hender, vice president, and
Prof. Robert H. Mundheim, consultant.
Michael E. Tobin, president, Midwest Stock Exchange, Inc., accompanied
by Milton H. Cohen, partner of Schiff Hardin Waite Dorschel & Britton__
Thomas Phelan, president, Pacific Coast Stock Exchange, accompanied
by Richard Jones, chairman, Pacific Coast Stock Exchange, and chair-
man of the board, Mitchum, Jones & Templeton, Inc. _.
James W. Walker, Jr., executive vice president, American Stock Exchange,
accompanied by Robert J. Birnbaum, vice president and executive
assistant to the president_--
William McChesney Martin, Jr., accompanied by Donald A. E. Beer,
consultant, and George Jensen, counsel__.
Robert W. Haack, president, New York Stock Exchange, accompanied
by David D. Huntoon.
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