SEC Docket: A Weekly Compilation of Releases from the Securities and Exchange Commission, Volume 36, Issues 1-10Securities and Exchange Commission, 1986 - Securities |
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450 Fifth Street Act and Rule alleges amendments American Stock Exchange approved assets audit auditors available for inspection Bank Board broker-dealer CBOE charge Commis Commission's common stock contracts Corporation curities currency options Daewoo Division of Invest Division of Market Exchange Act Release Exchange Commission exemption federal fees filed Fund futures contracts Indenture inspection and copying interested persons Investment Company Act investors issuance issued issuer Jonathan G Katz Secretary SECURITIES loans market makers ment Management Mortgage Collateral NASD NSCC Participants Partnership payment Philadelphia Stock Exchange poison pill proposed rule change provisions purchase pursuant to delegated pursuant to Section RAES registered requirements Secretary INVESTMENT COMPANY Secretary SECURITIES EXCHANGE Section 6(c Securities Act Securities and Exchange Securities Exchange Act Self-Regulatory Organization's Statement Self-Regulatory Organizations settlement shares sion Stock Exchange suant submit Surgical Surgical's tender offer thereunder thority tion trading transactions Trust violations