 | Administrative law - 1974 - 786 pages
...of sale, title, and amount of securities sold. (b) Give the names of the principal underwriters, 11 any. As to any securities sold privately, name the...aggregate amount of consideration received by the bank. Instructions. (1) Information need not be set forth as to notes, drafts, bills of exchange, or... | |
 | Administrative law - 1966 - 268 pages
...outstanding securities. (a) Olve the date of sale and the title and amount of securities sold. (b) Olve the names of the principal underwriters, if any. As...for cash, state the nature of the transaction and tlie nature and aggregate amount of consideration received by the registrant. (d) Give a reasonably... | |
 | Administrative law - 1983 - 844 pages
...date of sale, title, and amour: of securities sold. (b) Give the names of the principal under writers, if any. As to any securities sold privately, name...the transaction and the nature and aggregate amount ol consideration received by the bank. (d) Give a reasonably itemized statement of the purposes, so... | |
 | Administrative law - 1968 - 768 pages
...Give the names of the principal underwriters, if any. As to any securities sold not publicly offered, name the persons or identify the class of persons...amount of consideration received by the registrant. (d) Indicate the section of the Act or the Rule of the Commission under which exemption from registration... | |
 | Administrative law - 1968 - 782 pages
...Give the names of the principal underwriters, if any. As to any securities sold not publicly offered, name the persons or Identify the class of persons...amount of consideration received by the registrant. (d) Indicate the section of the Act or the Rule of the Commission under which exemp.. tlon from registration... | |
 | Administrative law - 1985 - 974 pages
...Give the names of the principal underwriters, if any. As to any securities sold pri§ 206.41 vately, name the persons or identify the class of persons...aggregate amount of consideration received by the bank. (d) Give a reasonably itemized statement of the purposes, so far as determinable. for which the... | |
 | Administrative law - 1998 - 784 pages
...name the persons or Identify the class of persons to whom the securities were sold. (c) Consideration. As to securities sold for cash, state the aggregate...of consideration received by the reg-istrant. (d) Exemption from registration claimed. Indicate the section of the Securities Act or the rule of the... | |
 | Administrative law - 1997 - 734 pages
...name the persons or identify the class of persons to whom the securities were sold. (c) Consideration. As to securities sold for cash, state the aggregate...amount of consideration received by the registrant. (d) Exemption from registration claimed. Indicate the section of the Securities Act or the rule of the... | |
 | Administrative law - 1987 - 530 pages
...name the persons or identify the class of persons to whom the securities were sold. (c) Consideration. As to securities sold for cash, state the aggregate...amount of consideration received by the registrant. (d) Exemption from registration claimed. Indicate the section of the Securities Act or the rule of the... | |
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As to any securities sold privately, name the persons or identify the class of persons to whom the securities were sold. (c) As to securities sold for cash, state the aggregate offering price and the aggregate underwriting discounts or commissions. As... 
