 ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...  Decisions and Reports - Page 223by United States. Securities and Exchange Commission - 1943Full view - About this book
 | United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...Investment Company Act of 1940 provides in part that any person who, by reason of any misconduct, has been permanently enjoined from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security may not lawfully serve or act in the capacity of depositor of any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Securities - 1936 - 144 pages
...permanently or temporarily enjoined by order, judgment or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security; or (4) has wilfully violated any provision of the Securities Act... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 1172 pages
...is permanently . . . enjoined by order, judgement, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or Bale of any security; or (D) has willfully violated any provision of the Securities Act... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1938 - 148 pages
...permanently or temporarilv enjoined by order, judgment, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security] ; "(5) the rules of the association assure a fair representation... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 pages
...permanently or temporarily enjoined by order, judgment, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security] ; "(5) the rules of the association assure a fair representation... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...permanently or temporarily enjoined by order, judgment, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security ; "(5) the rules of the association assure a fair representation of... | |
 | United States - Corporation law - 1938 - 48 pages
...permanently or temporarily enjoined by order, judgment, or decree of any court of competent jurisdiction from engaging in or continuing any conduct or practice in connection with the purchase or sale of any security; or (D) has willfully violated any provision of the Securities Act... | |
 | United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...public Interest and that such investment adviser Is enjoined by any court of competent Jurisdiction from engaging In or continuing any conduct or practice In connection with any activity as a broker or dealer or In connection with the purchase or (ale of any security. > Respondent... | |
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