Washington and Lee Law Review, Volume 41School of Law, Washington and Lee University, 1984 - Electronic journals |
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Page 998
... rule 10b - 5 ) . Congress probably did not contemplate the creation of a substantive civil remedy under the '34 Act but rather intended that the SEC handle violations of the statute and regulations through administrative disciplinary ...
... rule 10b - 5 ) . Congress probably did not contemplate the creation of a substantive civil remedy under the '34 Act but rather intended that the SEC handle violations of the statute and regulations through administrative disciplinary ...
Page 1048
... rule 10b - 5 prohibits manipulative and deceptive activity.20 Although section 14 ( e ) applies to tender offers and rule 10b - 5 applies to the purchase or sale of securities , courts have applied the scienter standard of liability ...
... rule 10b - 5 prohibits manipulative and deceptive activity.20 Although section 14 ( e ) applies to tender offers and rule 10b - 5 applies to the purchase or sale of securities , courts have applied the scienter standard of liability ...
Page 1597
... Rule 1.11 is the addition by the framers of a definition for the term " matter , " a controversial term under DR 9-101 ( B ) of the 1969 ABA Model Code and the former Virginia CPR.149 Model Rule 1.11 ( d ) defines " matter " for the ...
... Rule 1.11 is the addition by the framers of a definition for the term " matter , " a controversial term under DR 9-101 ( B ) of the 1969 ABA Model Code and the former Virginia CPR.149 Model Rule 1.11 ( d ) defines " matter " for the ...
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Common terms and phrases
2d Cir 5th Cir accompanying text discussion alleged amendment antitrust apply arbitration attorney bank securities broker-dealers buyout transactions cert CFTC claim clause Commission commodities compensation order conduct Cong constitutional contract Corp corporate court held dealer decision defendant's denied determining district court E.F. Hutton election enforcement equitable tolling doctrine Exchange Act extraterritorial fair federal courts federal securities laws fifth amendment futures contracts Glass-Steagall Act infra notes insider trading investment investors issue jurisdiction legislative history LHWCA limitations period litigation longshoreman Merrill Lynch minority shareholders NASD NLRA NLRB organized crime OSHRC party patent plaintiff pro-union employee protection purchase reasonable regulation rental requires RICO right of action scienter Second Circuit section 10(b securities activities Sess standard of liability statute statutory superseniority Supp supra note Supreme Court taxpayer tender offer third-party defendant tion Transfer Binder Turkette union United violation Virginia CPR