Washington and Lee Law Review, Volume 41School of Law, Washington and Lee University, 1984 - Electronic journals |
From inside the book
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Page 1190
... regulation as the SEC imposes on broker - dealers . " Bank securities activities , nonetheless , are sub- ject to regulation by the federal and state banking agencies.16 The various 8. See infra notes 22-55 and accompanying text ...
... regulation as the SEC imposes on broker - dealers . " Bank securities activities , nonetheless , are sub- ject to regulation by the federal and state banking agencies.16 The various 8. See infra notes 22-55 and accompanying text ...
Page 1191
banking agencies impose fewer and less comprehensive regulations on bank securities activities than the regulations ... regulation of comparable bank and broker- dealer securities activities.18 Groups concerned with the regulation of ...
banking agencies impose fewer and less comprehensive regulations on bank securities activities than the regulations ... regulation of comparable bank and broker- dealer securities activities.18 Groups concerned with the regulation of ...
Page 1200
... regulation of equivalent bank and broker - dealer securities activities . " Additionally , supporters of the Deregulation Act note that the Deregulation Act would avoid duplicative regulation of bank securities activities since the SEC ...
... regulation of equivalent bank and broker - dealer securities activities . " Additionally , supporters of the Deregulation Act note that the Deregulation Act would avoid duplicative regulation of bank securities activities since the SEC ...
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Common terms and phrases
2d Cir 5th Cir accompanying text discussion alleged amendment antitrust apply arbitration attorney bank securities broker-dealers buyout transactions cert CFTC claim clause Commission commodities compensation order conduct Cong constitutional contract Corp corporate court held dealer decision defendant's denied determining district court E.F. Hutton election enforcement equitable tolling doctrine Exchange Act extraterritorial fair federal courts federal securities laws fifth amendment futures contracts Glass-Steagall Act infra notes insider trading investment investors issue jurisdiction legislative history LHWCA limitations period litigation longshoreman Merrill Lynch minority shareholders NASD NLRA NLRB organized crime OSHRC party patent plaintiff pro-union employee protection purchase reasonable regulation rental requires RICO right of action scienter Second Circuit section 10(b securities activities Sess standard of liability statute statutory superseniority Supp supra note Supreme Court taxpayer tender offer third-party defendant tion Transfer Binder Turkette union United violation Virginia CPR