Washington and Lee Law Review, Volume 41School of Law, Washington and Lee University, 1984 - Electronic journals |
From inside the book
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Page 914
... Enforcement will undoubtedly construe the invocation as an admission of guilt . At the conclu- sion of the investigation , when the staff submits its enforcement memoran- dum seeking authorization from the Commission to commence a ...
... Enforcement will undoubtedly construe the invocation as an admission of guilt . At the conclu- sion of the investigation , when the staff submits its enforcement memoran- dum seeking authorization from the Commission to commence a ...
Page 1083
... enforcement activities . The funding of SEC enforcement through treble damages awards in turn could further the goal of deterrence by providing additional funding for expansion of enforcement capabilities . 128 131 Some commentators in ...
... enforcement activities . The funding of SEC enforcement through treble damages awards in turn could further the goal of deterrence by providing additional funding for expansion of enforcement capabilities . 128 131 Some commentators in ...
Page 1215
... Enforcement of the CEA's fraud provisions rests with the Commodity Futures Trading Commission ' ( Commission ) . Trading activity by foreign investors on United States com- modities exchanges has presented the Commission with complex ...
... Enforcement of the CEA's fraud provisions rests with the Commodity Futures Trading Commission ' ( Commission ) . Trading activity by foreign investors on United States com- modities exchanges has presented the Commission with complex ...
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2d Cir 5th Cir accompanying text discussion alleged amendment antitrust apply arbitration attorney bank securities broker-dealers buyout transactions cert CFTC claim clause Commission commodities compensation order conduct Cong constitutional contract Corp corporate court held dealer decision defendant's denied determining district court E.F. Hutton election enforcement equitable tolling doctrine Exchange Act extraterritorial fair federal courts federal securities laws fifth amendment futures contracts Glass-Steagall Act infra notes insider trading investment investors issue jurisdiction legislative history LHWCA limitations period litigation longshoreman Merrill Lynch minority shareholders NASD NLRA NLRB organized crime OSHRC party patent plaintiff pro-union employee protection purchase reasonable regulation rental requires RICO right of action scienter Second Circuit section 10(b securities activities Sess standard of liability statute statutory superseniority Supp supra note Supreme Court taxpayer tender offer third-party defendant tion Transfer Binder Turkette union United violation Virginia CPR