Washington and Lee Law Review, Volume 41School of Law, Washington and Lee University, 1984 - Electronic journals |
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Page 1194
dustry contends that the present regulatory scheme is sufficient because the banking agencies ' regulation of bank securities activities is similar to SEC regulation of broker - dealer securities activities . 36 For example , banks and ...
dustry contends that the present regulatory scheme is sufficient because the banking agencies ' regulation of bank securities activities is similar to SEC regulation of broker - dealer securities activities . 36 For example , banks and ...
Page 1195
tion of bank securities activities were necessary to assure investor protection , * banking agencies should continue to be the regulators of bank securities services . " The Bank Study reasoned that SEC regulation of bank securities ...
tion of bank securities activities were necessary to assure investor protection , * banking agencies should continue to be the regulators of bank securities services . " The Bank Study reasoned that SEC regulation of bank securities ...
Page 1604
10 bank may not setoff deposited funds to satisfy prospective debts ' even if the prospective debt is certain to mature shortly . ' Additionally , the funds subject to setoff must be the property of the depositor instead of property ...
10 bank may not setoff deposited funds to satisfy prospective debts ' even if the prospective debt is certain to mature shortly . ' Additionally , the funds subject to setoff must be the property of the depositor instead of property ...
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2d Cir 5th Cir accompanying text discussion alleged amendment antitrust apply arbitration attorney bank securities broker-dealers buyout transactions cert CFTC claim clause Commission commodities compensation order conduct Cong constitutional contract Corp corporate court held dealer decision defendant's denied determining district court E.F. Hutton election enforcement equitable tolling doctrine Exchange Act extraterritorial fair federal courts federal securities laws fifth amendment futures contracts Glass-Steagall Act infra notes insider trading investment investors issue jurisdiction legislative history LHWCA limitations period litigation longshoreman Merrill Lynch minority shareholders NASD NLRA NLRB organized crime OSHRC party patent plaintiff pro-union employee protection purchase reasonable regulation rental requires RICO right of action scienter Second Circuit section 10(b securities activities Sess standard of liability statute statutory superseniority Supp supra note Supreme Court taxpayer tender offer third-party defendant tion Transfer Binder Turkette union United violation Virginia CPR