This listing covers releases issued from 05/05/89-05/11/89.

This listing does not affect the legal status of any document published in this
issue.

RULE
34-26790

OPINION
34-26792

The Commission extended the effectiveness of its rule exempting over-
the-counter National Market System securities from the imposition of
Section 31 transaction fees. (S7-626)..

BRADLEY KANODE

Where registered representative of member firm of registered securities
association effected unauthorized transactions in accounts of three
customers, held, association's findings of violation and the sanctions it
imposed affirmed.....

SIGNIFICANT ITEM

34-26809

The Commission censured the Chicago Board Options Exchange
("CBOE"), a registered national securities exchange, for failing to
enforce compliance with its trading rules. The Commission also or-
dered the CBOE to comply with undertakings designed to improve its
disciplinary procedures and to strengthen its market surveillance pro-
gram.....

SELF REGULATORY ORGANIZATIONS

34-26805

News

York Stock Exchange; National Association of Securities Deal-
ers, and the American Stock Exchange, Order approving Proposed
Rule Changes relating to the Arbitration Process and the Use of
Predispute Arbitration Clauses....

Following releases relate to self-regulatory organization rule proposals and/or adoptions:

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