 | United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 1262 pages
...within two years after the discovery of the violation upon which it is based. BEGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful...the sale of any security registered on a national securitiesexchange, which at the time of such sale was not owned by such person or his principal except... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...profit -sha rtusr arrangements; \.~\ m:tn.*yvmotit M ml sonricp contracts; REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful...any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except in accordance with... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...cause of action accrued. (e) The provisions of this section shall not apply to an exempted security. SEC. 9. It shall be unlawful for any person, directly...any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except In accordance with... | |
 | United States - Corporation law - 1938 - 48 pages
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • * • • • "(b) To use or employ. In connection with the purchase or... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States - Law - 1953 - 1692 pages
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
