Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1995 - Administrative law Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Page 82
... LICENSEE 107.601 Changes in ownership or control of Licensee . 107.602 Common control . 107.603 Pledge of Licensee's shares . LEVERAGE 107.210 Leverage General . 107.215 Commitments by SBA . 107.220 Leverage for 301 ( c ) Licensees ...
... LICENSEE 107.601 Changes in ownership or control of Licensee . 107.602 Common control . 107.603 Pledge of Licensee's shares . LEVERAGE 107.210 Leverage General . 107.215 Commitments by SBA . 107.220 Leverage for 301 ( c ) Licensees ...
Page 83
... Licensee companies . RESTRICTED ACTIVITIES 107.801 Control of Small Concern . 107.802 Voluntary capital decrease ... Licensee's Associates or to competitors of Portfolio Concern . 107.905 No Government sponsorship . 107.906 Violations ...
... Licensee companies . RESTRICTED ACTIVITIES 107.801 Control of Small Concern . 107.802 Voluntary capital decrease ... Licensee's Associates or to competitors of Portfolio Concern . 107.905 No Government sponsorship . 107.906 Violations ...
Page 84
... Licensee to serve as manager or Investment Adviser to such Licensee , or ( 4 ) any Person regularly serving a Licensee on retainer in the capacity of attorney at law ; or ( b ) ( 1 ) Any Person owning or control- ling , directly or ...
... Licensee to serve as manager or Investment Adviser to such Licensee , or ( 4 ) any Person regularly serving a Licensee on retainer in the capacity of attorney at law ; or ( b ) ( 1 ) Any Person owning or control- ling , directly or ...
Page 85
... Licensee or a Small Concern , whether through the owner- ship of voting securities , by contract , or otherwise . Control Person means ( a ) A general partner of an Unincorporated Licensee , including all general partners of a part ...
... Licensee or a Small Concern , whether through the owner- ship of voting securities , by contract , or otherwise . Control Person means ( a ) A general partner of an Unincorporated Licensee , including all general partners of a part ...
Page 85
... Licensee's Private Capital . See also the definition of Regulatory Capital in §107.3 , and §107.241 ( c ) . Investment Adviser / Manager of a Li- censee means any person who pursuant to written contract executed in accord- ance with the ...
... Licensee's Private Capital . See also the definition of Regulatory Capital in §107.3 , and §107.241 ( c ) . Investment Adviser / Manager of a Li- censee means any person who pursuant to written contract executed in accord- ance with the ...
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Common terms and phrases
503 company account will represent action Adminis Administrator agen Agency agreement amended amount ance appeal applicant approved assets authorized award bond capital stock cash cation censee cern certificate cial cluding contract cost Credit Debentures Debit decision determined Director eligible employee equity eral Federal FEDERAL REGISTER fees financial assistance fiscal Floodplain funds Government gram grant guaranteed income individual interest issued Item lease Lender Leverage Licensee Licensee's limited ment Microloan ness nomic non-cash offeror operations paragraph partners party payment percent person prior procedures procurement purchase purposes pursuant qualified quired realized gain recipient records regulations Regulatory Capital request SBA Form SBA's Small Business Act Small Business Administration small business concerns Small Business Investment Small Concern specific standard statement suant subcontract submitted subpart subpoena surety surety bond termination tion Treasury Stock written
Popular passages
Page 279 - Department official has advised the applicant or recipient of his failure to comply and has determined that compliance cannot be secured by voluntary means, (2) there has been an express finding on the record, after opportunity for hearing, of a failure by the applicant or recipient to comply with a requirement imposed by or pursuant to this part, (3) the action has been approved by the Secretary pursuant to § 8.13 (e) , and (4) the expiration of...
Page 335 - Administrator on the record and a copy of such decision shall be given in writing to the applicant or recipient, and to the complainant, if any. (d) Rulings required. Each decision of a hearing officer...
Page 55 - ... (10) establish appropriate administrative, technical, and physical safeguards to insure the security and confidentiality of records and to protect against any anticipated threats or hazards to their security or integrity which could result in substantial harm, embarrassment, inconvenience, or unfairness to any individual on whom information is maintained...
Page 56 - ... (7) maintain no record describing how any individual exercises rights guaranteed by the First Amendment unless expressly authorized by statute or by the individual about whom the record is maintained or unless pertinent to and within the scope of an authorized law enforcement activity...
Page 335 - If the hearing is held by a hearing examiner such hearing examiner shall either make an initial decision, if so authorized, or certify the entire record including his recommended findings and proposed decision to the...
Page 59 - Secretary to such business enterprise, to refrain from employing, tendering any office or employment to, or retaining for professional services, any person who, on the date such assistance or any part thereof was...
Page 631 - ... a consumer reporting agency when such information was obtained directly from a creditor of the consumer or from the consumer. (f) The term "consumer reporting agency" means any person which, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information on consumers for the purpose of furnishing consumer reports to 240 http://www.
Page 48 - No agency shall disclose any record which is contained in a system of records by any means of communication to any person, or to another agency, except pursuant to a written request by, or with the prior written consent of, the individual to whom the record pertains, unless disclosure of the record would be...
Page 340 - The investigation should include, where appropriate, a review of the pertinent practices and policies of the recipient, the circumstances under which the possible noncompliance with this part occurred, and other factors relevant to a determination as to whether the recipient has failed to comply with this part.
Page 288 - Other means authorized by law. No action to effect compliance by any other means authorized by law shall be taken until (1...