| United States - Corporation law - 1968 - 374 pages
...becoming such, (A) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...respect to registration, any statement which was at the tune and in the light of the circumstances under which it was made false or misleading with respect... | |
| United States. Congress. Senate. Committee on Interstate Commerce - Electric utilities - 1935 - 1164 pages
...statement, or document filed pursuant to this Act, or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact; shall be liable In the same manner, to the same extent, and subject to the same limitations... | |
| United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| United States. Securities and Exchange Commission - Securities - 1950 - 856 pages
...application for registration pursuant to this subsection or in any document supplemental thereto . . . any statement which was at the time and in the light...misleading with respect to any material fact; ... or (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this title,... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 1172 pages
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or ... (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...pursuant to any provisions of this Act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
| |