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" Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Page 471
by United States - 1999 - 725 pages
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1968 - 374 pages
...becoming such, (A) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...respect to registration, any statement which was at the tune and in the light of the circumstances under which it was made false or misleading with respect...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - Electric utilities - 1935 - 1164 pages
...statement, or document filed pursuant to this Act, or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact; shall be liable In the same manner, to the same extent, and subject to the same limitations...
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Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1936 - 36 pages
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or (B) has been convicted within ten years preceding the filing of any such application or at any time...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Securities - 1937 - 232 pages
...pursuant toany provisions of this Act, or any rule, regulation or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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Decisions and Reports, Volume 16

United States. Securities and Exchange Commission - Securities - 1950 - 856 pages
...application for registration pursuant to this subsection or in any document supplemental thereto . . . any statement which was at the time and in the light...misleading with respect to any material fact; ... or (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this title,...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1956 - 1172 pages
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or ... (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...pursuant to any provisions of this Act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements...
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