106TH CONGRESS 1st Session COMMITTEE PRINT { COMMITTEE PRINT 106-B 54-643 COMPILATION OF SECURITIES LAWS INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 PREPARED FOR THE USE OF THE COMMITTEE ON COMMERCE MARCH 1999 U.S. GOVERNMENT PRINTING OFFICE WASHINGTON: 1999 For sale by the U.S. Government Printing Office Superintendent of Documents, Congressional Sales Office, Washington, DC 20402 COMMITTEE ON COMMERCE TOM BLILEY, Virginia, Chairman W.J. "BILLY" TAUZIN, Louisiana JAMES C. GREENWOOD, Pennsylvania VITO FOSSELLA, New York ED BRYANT, Tennessee JOHN D. DINGELL, Michigan EDWARD J. MARKEY, Massachusetts RICK BOUCHER, Virginia EDOLPHUS TOWNS, New York BART GORDON, Tennessee ROBERT L. EHRLICH, Jr., Maryland JAMES E. DERDERIAN, Chief of Staff JAMES D. BARNETTE, General Counsel REID P.F. STUNTZ, Minority Staff Director and Chief Counsel 98 Sec. 9. Acquisition of securities and utility assets and other interests Sec. 10. Approval of acquisition of securities and utility assets and other |